Wessel A. Zwiegers

LEGACY CAPITAL WEALTH PARTNERS

Little Rock, AR 72227

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CRD#: 6495348

Professional summary

Wessel A. Zwiegers, who also goes by Wessell A. Zwiegers, is a registered financial advisor currently at LEGACY CAPITAL WEALTH PARTNERS, LLC located in Little Rock, Arkansas.

Wessel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Wessel has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wessell A. Zwiegers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIRST SERVICE BANK; NON-INVESTMENT RELATED; 136 S BROADVIEW, GREENBRIER AR 72058; REGIONAL BANK / LOAN AND DEPOSIT INSTITUTION; REGIONAL BOARD MEMBER; 8/16/2023; 1 HOUR PER QUARTER; ASSIST IN GROWING THE AWARENESS OF THE LITTLE ROCK BRANCH WITHIN THE COMMUNITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wessel A. Zwiegers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2019 - Present

LEGACY CAPITAL WEALTH PARTNERS, LLC

Office #1: 8315 Cantrell Road Suite 200, Little Rock, AR 72227

RIA

CRD#: 291960

Little Rock, AR

Past

September 28, 2015 - August 20, 2019

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/5/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 3/1/2016

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 12/18/2015

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 9/28/2015

General Securities Representative Examination

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

CRD#: 291960 / SEC#: 801-112442

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

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Contact information

Main Address

8315 Cantrell Road Suite 200, Little Rock, AR 72227

Mailing Address

Phone number

(501) 376-7878

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY CAPITAL WEALTH PARTNERS, LLC WRAP FEE BROCHURE (3/24/2025)

LEGACY CAPITAL WEALTH PARTNERS, LLC - ADV PART 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,548
AUM (Assets Under Management)	$ 1,317,812,779

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wessel A. Zwiegers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wessel A. Zwiegers's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS

Primary Firm SEC Registration

LEGACY CAPITAL WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/5/2019

Series 63

Date: 10/13/2015

SIE

Date: 10/1/2018

Series 86

Date: 3/1/2016

Series 87

Date: 12/18/2015

Series 7

Date: 9/28/2015

Current Firm

LEGACY CAPITAL WEALTH PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY CAPITAL WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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