Michael J. Agar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Agar, who also goes by Michael J Agar, Mike Agar, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2015. Michael had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2016 - April 4, 2017
SOUTHEAST FINANCIAL GROUP
November 23, 2015 - March 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 13, 2015 - March 16, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHEAST FINANCIAL GROUP
CRD#: 151216 / SEC#: 801-80573
Contact information
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 177,821,585 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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