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TL

Thomas J. Lyles

Some features on this profile are disabled
CRD#: 6493638
TL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Justin Lyles, who also goes by Thomas Lyles, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2016. Thomas had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas Lyles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 26, 2023 - November 14, 2023

LUKEN INVESTMENT ANALYTICS, LLC

RIA
CRD#: 169008
BRENTWOOD, TN
Past

April 6, 2022 - June 30, 2023

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
Brentwood, TN
Past

April 1, 2022 - June 30, 2023

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Brentwood, TN
Past

December 6, 2019 - February 2, 2022

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
BRENTWOOD, TN
Past

June 17, 2019 - February 2, 2022

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
BRENTWOOD, TN
Past

February 2, 2016 - March 13, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LUKEN INVESTMENT ANALYTICS, LLC
LUKEN INVESTMENT ANALYTICS LLC. | LUKEN, GREGORY L | LUKEN WEALTH MANAGEMENT | LUKEN INVESTMENT ANALYTICS, LLC

CRD#: 169008 / SEC#: 801-112496

RIA
Registered Investment Advisory firm - (2/23/2018 Approved)
Florida
Registered Investment Advisory firm - (3/27/2018 Terminated)
Kentucky
Registered Investment Advisory firm - (3/28/2018 Terminated)
Louisiana
Registered Investment Advisory firm - (3/27/2018 Terminated)
Tennessee
Registered Investment Advisory firm - (4/25/2018 Terminated)
Texas
Registered Investment Advisory firm - (3/27/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/20/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/7/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/2/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

LI
LUKEN INVESTMENT ANALYTICS, LLC
LUKEN INVESTMENT ANALYTICS LLC. | LUKEN, GREGORY L | LUKEN WEALTH MANAGEMENT | LUKEN INVESTMENT ANALYTICS, LLC

CRD#: 169008 / SEC#: 801-112496

RIA
Registered Investment Advisory firm - (2/23/2018 Approved)
Florida
Registered Investment Advisory firm - (3/27/2018 Terminated)
Kentucky
Registered Investment Advisory firm - (3/28/2018 Terminated)
Louisiana
Registered Investment Advisory firm - (3/27/2018 Terminated)
Tennessee
Registered Investment Advisory firm - (4/25/2018 Terminated)
Texas
Registered Investment Advisory firm - (3/27/2018 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
136 Frierson Street, Brentwood, TN 37027
Mailing Address
Phone number
(615) 550-5570
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GREG LUKEN PART 2B (3/28/2025)
CARRI SANFORD PART 2B (3/28/2025)
FORM ADV PART 2A (3/28/2025)
JACK HORNSBY PART 2B (3/28/2025)
MARY HANNAH O'LEARY FORM ADV PART 2B (3/28/2025)
SARAH TERRELL FORM ADV PART 2B (3/28/2025)
FORM ADV PART 2A APPENDIX 1 (3/28/2025)

Regulatory assets under management

Total Number of Accounts583
AUM (Assets Under Management)$ 236,868,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LUKEN INVESTMENT ANALYTICS, LLC

CRD#: 169008

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