Thomas J. Lyles

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CRD#: 6493638

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Justin Lyles, who also goes by Thomas Lyles, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2016. Thomas had worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas Lyles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rent rooms in my house. Non investment; 625 Magnolia Ln, Nashville TN 37211; owner of the house; 03/2020; 1-2 hours per mo, 0 hours during trading hours; I manage and maintain the house. THOMAS LYLES POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/22/2020 ADDRESS: 625 MAGNOLIA LN, NASHVILLE TN 37211, United States DESCRIPTION: Maintain the house, collect rent.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 26, 2023 - November 14, 2023

LUKEN INVESTMENT ANALYTICS, LLC

RIA

CRD#: 169008

BRENTWOOD, TN

Past

April 6, 2022 - June 30, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Brentwood, TN

Past

April 1, 2022 - June 30, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Brentwood, TN

Past

December 6, 2019 - February 2, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BRENTWOOD, TN

Past

June 17, 2019 - February 2, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

BRENTWOOD, TN

Past

February 2, 2016 - March 13, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUKEN INVESTMENT ANALYTICS, LLC

LUKEN INVESTMENT ANALYTICS LLC. | LUKEN, GREGORY L | LUKEN WEALTH MANAGEMENT | LUKEN INVESTMENT ANALYTICS, LLC

CRD#: 169008 / SEC#: 801-112496

RIA

Registered Investment Advisory firm - (2/23/2018 Approved)

Florida

Registered Investment Advisory firm - (3/27/2018 Terminated)

Kentucky

Registered Investment Advisory firm - (3/28/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (3/27/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (4/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/7/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/13/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/2/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LUKEN INVESTMENT ANALYTICS, LLC

LUKEN INVESTMENT ANALYTICS LLC. | LUKEN, GREGORY L | LUKEN WEALTH MANAGEMENT | LUKEN INVESTMENT ANALYTICS, LLC

CRD#: 169008 / SEC#: 801-112496

RIA

Registered Investment Advisory firm - (2/23/2018 Approved)

Florida

Registered Investment Advisory firm - (3/27/2018 Terminated)

Kentucky

Registered Investment Advisory firm - (3/28/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (3/27/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (4/25/2018 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2018 Terminated)

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Contact information

Main Address

136 Frierson Street, Brentwood, TN 37027

Mailing Address

Phone number

(615) 550-5570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREG LUKEN PART 2B (3/28/2025)

CARRI SANFORD PART 2B (3/28/2025)

FORM ADV PART 2A (3/28/2025)

JACK HORNSBY PART 2B (3/28/2025)

MARY HANNAH O'LEARY FORM ADV PART 2B (3/28/2025)

SARAH TERRELL FORM ADV PART 2B (3/28/2025)

FORM ADV PART 2A APPENDIX 1 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	583
AUM (Assets Under Management)	$ 236,868,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas J. Lyles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

LUKEN INVESTMENT ANALYTICS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2019

Series 63

Date: 4/7/2016

Series 7TO

Date: 12/13/2022

SIE

Date: 10/1/2018

Series 6

Date: 2/2/2016

Current Firm

LUKEN INVESTMENT ANALYTICS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUKEN INVESTMENT ANALYTICS, LLC

TRUST BUT VERIFY

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