Christopher M. Cogliano

SHEPHERD FINANCIAL PARTNERS

Winchester, MA 01890

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CRD#: 6493505

Professional summary

Christopher Michael Cogliano is a registered financial advisor currently at SHEPHERD FINANCIAL PARTNERS, LLC located in Winchester, Massachusetts and LPL FINANCIAL LLC located in Winchester, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Christopher has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: HOA; ADDRESS OF OBA: BOSTON, MA 02127; NATURE: TRUSTEE; INVESTMENT RELATED: NO; RELATIONSHIP WITH OBA: TRUSTEE; DUTIES: UNPAID TRUSTEE TO MY HOA; START DATE: 03/17/2021; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Cogliano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2024 - Present

SHEPHERD FINANCIAL PARTNERS, LLC

Office #1: 1004 Main Street, Winchester, MA 01890

RIA

CRD#: 169093

Winchester, MA

Current

February 27, 2023 - Present

LPL FINANCIAL LLC

Office #1: 1004 Main Street, Winchester, MA 01890

RIA

CRD#: 6413

Winchester, MA

Past

July 7, 2021 - January 18, 2023

PEAR TREE PARTNERS, LP

RIA

CRD#: 152581

LINCOLN, MA

Past

November 26, 2018 - January 17, 2023

U. S. BOSTON CAPITAL CORPORATION

CRD#: 5251

LINCOLN, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHEPHERD FINANCIAL PARTNERS, LLC

SHEPHERD FINANCIAL PARTNERS, LLC | SPECIAL NEEDS FINANCIAL PLANNING

CRD#: 169093 / SEC#: 801-106533

RIA

Registered Investment Advisory firm - (8/24/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(2/27/2023)

IAR

Massachusetts
(7/24/2024)

IAR

Texas
(7/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/31/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SHEPHERD FINANCIAL PARTNERS, LLC

SHEPHERD FINANCIAL PARTNERS, LLC | SPECIAL NEEDS FINANCIAL PLANNING

CRD#: 169093 / SEC#: 801-106533

RIA

Registered Investment Advisory firm - (8/24/2015 Approved)

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Contact information

Main Address

1004 Main Street, Winchester, MA 01890

Mailing Address

Phone number

(781) 756-1804

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 26 2025 SFP FORM ADV PART 2A FINAL (3/26/2025)

03 26 2025 SFP FORM ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE FINAL (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,779
AUM (Assets Under Management)	$ 1,138,180,837

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher M. Cogliano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Cogliano's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PEAR TREE PARTNERS, LP

U. S. BOSTON CAPITAL CORPORATION

Primary Firm SEC Registration

SHEPHERD FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/31/2018

SIE

Date: 11/27/2018

Series 7

Date: 11/26/2018

FINRA

Current Firm

SHEPHERD FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHEPHERD FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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