Shawn M. Shea

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CRD#: 6492728

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shawn Matthew Shea was a registered financial professional .

Shawn is a previously registered financial professional and started their career in finance in 2015. Shawn had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) NJSA LLC: NR INSURANCE - No - 17117 Burt Street, Omaha, NE, 68118 - Home, Auto, and Commercial Liability Insurance - Owner - 3/1/21 - 8 hours per month - Marketing. 2.) Mortgage Free Life - No - 510 W Pearce BLVD Suite 1, Wentzville, MD. 63385 - Life Insurance & Annuities - Insurance Agent - 01/10/2023 - 20 hours per month - Sell Life Insurance and Annuities. 3.) HARVEST FINANCIAL - Yes - 17117 Burt Street, Omaha, NE 68118 - Life Insurance and Annuities - Insurance Agent - 12/12/2019 - 4 hours per month - Insurance sales & recruiting. 4.) Shea Financial - No - 2242 S 84th St, Omaha, NE. 68124 - Holding/Consulting company - Owner/Insurance Agent - 04/01/2021 - 4 hours per month - 100 percent ownership. 5.) DBA; The Innovative Group; At Reported Business Location; Registered Investment Advisor DBA; IAR; 09/15/2023.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 18, 2023 - May 1, 2025

RPG FAMILY WEALTH ADVISORY, LLC

RIA

CRD#: 158528

Omaha, NE

Past

July 27, 2021 - September 8, 2023

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

July 15, 2021 - September 8, 2023

TLG ADVISORS, INC.

RIA

CRD#: 111052

Omaha, NE

Past

June 23, 2015 - November 1, 2019

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RPG FAMILY WEALTH ADVISORY, LLC

CRD#: 158528 / SEC#: 801-72631

RIA

Registered Investment Advisory firm - (8/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/23/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RPG FAMILY WEALTH ADVISORY, LLC

CRD#: 158528 / SEC#: 801-72631

RIA

Registered Investment Advisory firm - (8/3/2011 Approved)

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Contact information

Main Address

25 Burlington Mall Road Suite 404, Burlington, MA 01803

Mailing Address

Phone number

(888) 285-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RPG FAMILY WEALTH ADVISORY (FWA) - DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (6/6/2025)

Regulatory assets under management

Total Number of Accounts	1,960
AUM (Assets Under Management)	$ 590,320,074

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Shawn M. Shea

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

STATE FARM VP MANAGEMENT CORP.

Primary Firm SEC Registration

RPG FAMILY WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2021

Series 63

Date: 7/3/2015

SIE

Date: 10/1/2018

Series 6

Date: 6/23/2015

Current Firm

RPG FAMILY WEALTH ADVISORY, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RPG FAMILY WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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