AF
Andrew B. Fischer
FORESIDE FUND SERVICES
Portland, ME 04101
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CRD#: 6492423
AF
Professional summary
Andrew Benjamin Grimes Fischer is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine and PARNASSUS FUNDS DISTRIBUTOR, LLC located in Portland, Maine.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2023. Andrew has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew Benjamin Grimes Fischer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2019 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 46106
Portland, ME
Current
December 10, 2024 - Present
PARNASSUS FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 15883
Portland, ME
Current
January 2, 2025 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 148477
Portland, ME
Current
January 2, 2025 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 31334
Portland, ME
Past
April 13, 2023 - December 31, 2024
SMEAD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 173734
Portland, ME
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
Alaska(1/2/2025)
RR
Arizona(1/2/2025)
RR
Arkansas(1/2/2025)
RR
California(1/2/2025)
RR
Colorado(1/2/2025)
RR
Connecticut(1/2/2025)
RR
Delaware(1/2/2025)
RR
District of Columbia(1/2/2025)
RR
Florida(1/2/2025)
RR
Georgia(1/2/2025)
RR
Hawaii(1/2/2025)
RR
Idaho(1/2/2025)
RR
Illinois(1/2/2025)
RR
Indiana(1/2/2025)
RR
Iowa(1/2/2025)
RR
Kansas(1/2/2025)
RR
Kentucky(1/2/2025)
RR
Louisiana(1/2/2025)
RR
Maine(1/6/2023)
RR
Maryland(1/2/2025)
RR
Massachusetts(1/2/2025)
RR
Michigan(1/2/2025)
RR
Minnesota(1/2/2025)
RR
Mississippi(1/2/2025)
RR
Missouri(1/2/2025)
RR
Montana(1/2/2025)
RR
Nebraska(1/2/2025)
RR
Nevada(1/2/2025)
RR
New Hampshire(1/2/2025)
RR
New Jersey(1/2/2025)
RR
New Mexico(1/2/2025)
RR
New York(1/2/2025)
RR
North Carolina(1/2/2025)
RR
North Dakota(1/2/2025)
RR
Ohio(1/2/2025)
RR
Oklahoma(1/2/2025)
RR
Oregon(1/2/2025)
RR
Pennsylvania(1/2/2025)
RR
Puerto Rico(1/2/2025)
RR
Rhode Island(1/2/2025)
RR
South Carolina(1/2/2025)
RR
South Dakota(1/2/2025)
RR
Tennessee(1/2/2025)
RR
Texas(1/2/2025)
RR
Utah(1/2/2025)
RR
Vermont(1/2/2025)
RR
Virgin Islands(1/2/2025)
RR
Virginia(1/2/2025)
RR
Washington(1/2/2025)
RR
West Virginia(1/2/2025)
RR
Wisconsin(1/2/2025)
RR
Wyoming(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/4/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUNDS DISTRIBUTORS LLC
440 FINANCIAL DISTRIBUTORS, INC. | PFPC DISTRIBUTORS, INC. | FORESIDE FUNDS DISTRIBUTORS LLC | FIRST DATA DISTRIBUTORS, INC. | BNY MELLON DISTRIBUTORS LLC | BNY MELLON DISTRIBUTORS INC.
CRD#: 31334 / SEC#: , 8-45467
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334Portland, ME 04101TRUST BUT VERIFY
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