Thomas J. Bruce

SWAN WEALTH MANAGEMENT

EDINA, MN

CRD#: 6492275

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Professional summary

Thomas John Bruce, who also goes by Tj John Bruce, is a registered financial advisor currently at SWAN WEALTH MANAGEMENT LLC located in Edina, Minnesota.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tj John Bruce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Bruce's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2026 - Present

SWAN WEALTH MANAGEMENT LLC

RIA

CRD#: 340388

EDINA, MN

Past

March 18, 2024 - April 5, 2024

CETERA ADVISORS LLC

RIA

CRD#: 10299

EDINA, MN

Past

March 18, 2024 - May 13, 2026

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

EDINA, MN

Past

February 9, 2024 - May 13, 2026

CETERA ADVISORS LLC

CRD#: 10299

EDINA, MN

Past

October 7, 2020 - December 1, 2023

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

June 5, 2020 - December 26, 2023

LONGBOARD ASSET MANAGEMENT

RIA

CRD#: 155617

Minneapolis, MN

Past

August 30, 2018 - November 4, 2019

LONGBOARD ASSET MANAGEMENT

RIA

CRD#: 155617

PHOENIX, AZ

Past

April 18, 2016 - June 8, 2018

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/29/2026)

IAR

Minnesota
(5/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/15/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/20/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/8/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/18/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SWAN WEALTH MANAGEMENT LLC

CRD#: 340388 / SEC#:

Colorado

Registered Investment Advisory firm - (5/29/2026 Approved)

Minnesota

Registered Investment Advisory firm - (5/15/2026 Approved)

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Contact information

Main Address

Edina, MN

Mailing Address

Phone number

(952) 893-2922

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas J. Bruce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas John Bruce's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

CETERA ADVISORS LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

LONGBOARD ASSET MANAGEMENT

LONGBOARD ASSET MANAGEMENT

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/2024

Series 65

Date: 8/20/2018

Series 7TO

Date: 2/8/2024

SIE

Date: 6/8/2018

Series 6

Date: 4/18/2016

Current Firm

SWAN WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

SWAN WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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