Thomas J. Bruce
Professional summary
Thomas John Bruce, who also goes by Tj John Bruce, was a registered financial advisor .
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2026 - Present
March 18, 2024 - April 5, 2024
CETERA ADVISORS LLC
March 18, 2024 - May 13, 2026
CETERA INVESTMENT ADVISERS LLC
February 9, 2024 - May 13, 2026
CETERA ADVISORS LLC
October 7, 2020 - December 1, 2023
NORTHERN LIGHTS DISTRIBUTORS, LLC
June 5, 2020 - December 26, 2023
LONGBOARD ASSET MANAGEMENT
August 30, 2018 - November 4, 2019
LONGBOARD ASSET MANAGEMENT
April 18, 2016 - June 8, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/15/2026)
Exams
Series 7TO
Date: 2/8/2024
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
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