Matthew S. Mohning

MSM FINANCIAL

MINNEAPOLIS, MN 55410

Some features on this profile are disabled

CRD#: 6491921

Professional summary

Matthew Scott Mohning is a registered financial advisor currently at MSM FINANCIAL, LLC located in Minneapolis, Minnesota.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MSM FINANCIAL, LLC; 80 S 8TH ST, SUITE 900, MINNEAPOLIS, MN 55402; NON-INVEST RELATED; CPA FIRM; OWNER/PRINCIPAL; 02/2015-PRES; 120 HRS/MO; 100 TRAD HRS/MO. *NEIGHBORS FOR JAMIE LONG, MINNEAPOLIS, MN; NON-INVEST RELATED; CAMPAIGN TREASURER; 08/2017-PRES; 10 HRS/MO WITH 0 HRS/MO DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Scott Mohning's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2018 - Present

MSM FINANCIAL, LLC

Office #1: 4999 France Ave South Suite 245, Minneapolis, MN 55410

RIA

CRD#: 298606

MINNEAPOLIS, MN

Past

July 14, 2016 - June 22, 2018

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

MINNEAPOLIS, MN

Past

July 14, 2016 - June 22, 2018

CRI SECURITIES, LLC

RIA

CRD#: 22589

MINNEAPOLIS, MN

Past

January 8, 2016 - June 22, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MINNEAPOLIS, MN

Past

January 8, 2016 - June 22, 2018

CRI SECURITIES, LLC

CRD#: 22589

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/23/2022)

IAR

Colorado
(2/2/2023)

IAR

District of Columbia
(9/30/2022)

IAR

Iowa
(6/6/2022)

IAR

Kansas
(12/15/2022)

IAR

Maryland
(7/7/2022)

IAR

Minnesota
(8/31/2018)

IAR

North Dakota
(10/3/2022)

IAR

Ohio
(8/9/2022)

IAR

Virginia
(8/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/29/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/2016

General Securities Representative Examination

Current Firm

MSM FINANCIAL, LLC

CRD#: 298606 / SEC#:

California

Registered Investment Advisory firm - (5/23/2022 Approved)

Colorado

Registered Investment Advisory firm - (2/2/2023 Approved)

District of Columbia

Registered Investment Advisory firm - (9/30/2022 Approved)

Iowa

Registered Investment Advisory firm - (6/6/2022 Approved)

Kansas

Registered Investment Advisory firm - (12/15/2022 Approved)

Maryland

Registered Investment Advisory firm - (7/7/2022 Approved)

Minnesota

Registered Investment Advisory firm - (8/31/2018 Approved)

North Dakota

Registered Investment Advisory firm - (9/27/2022 Approved)

Ohio

Registered Investment Advisory firm - (8/9/2022 Approved)

Virginia

Registered Investment Advisory firm - (8/29/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4999 France Ave South Suite 245, Minneapolis, MN 55410

Mailing Address

Phone number

(612) 607-6594

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 14,018,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew S. Mohning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Scott Mohning's CRS (Customer Relationship Summary).

Certified licenses

Experience

MSM FINANCIAL, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/29/2016

SIE

Date: 6/22/2018

Series 7

Date: 1/8/2016

Current Firm

MSM FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MSM FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors