Ryan R. Fabbri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Richard Fabbri, who also goes by Ryan Fabbri, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2015. Ryan had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2020 - April 30, 2021
CITY CENTER ADVISORS, LLC
April 18, 2017 - March 1, 2019
PRUCO SECURITIES, LLC.
October 28, 2015 - March 1, 2019
PRUCO SECURITIES, LLC.
July 15, 2015 - September 28, 2015
PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
CITY CENTER ADVISORS, LLC
CRD#: 203513 / SEC#: 801-123152
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITY CENTER ADVISORS, LLC
CRD#: 203513 / SEC#: 801-123152
Contact information
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,078 |
| AUM (Assets Under Management) | $ 132,436,083 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
