Robert K. Mayer Jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Kenneth Mayer Jr, who also goes by Robert Kenneth Mayer Jr, Robert Kenneth Mayer, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2015. Robert had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2022 - September 16, 2022
TD AMERITRADE, INC.
March 17, 2022 - September 16, 2022
TD AMERITRADE, INC.
November 3, 2017 - February 17, 2022
PRUCO SECURITIES, LLC.
October 25, 2017 - February 17, 2022
PRUCO SECURITIES, LLC.
January 5, 2016 - October 30, 2017
FIRST COMMAND ADVISORY SERVICES
October 8, 2015 - October 30, 2017
FIRST COMMAND BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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