HS
Hayley A. Snell
LRI INVESTMENTS
Palm Beach Gardens, FL 33410
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CRD#: 6490886
HS
Professional summary
Hayley Ann Snell, who also goes by Hayley A Snell, is a registered financial advisor currently at LRI INVESTMENTS located in Palm Beach Gardens, Florida and M HOLDINGS SECURITIES, INC. located in Palm Beach Gardens, Florida.
Hayley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Hayley has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Hayley A Snell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lindberg & Ripple; 3825 PGA Boulevard, Suite 303, Palm Beach Gardens, FL 33410; Wealth Manager; Investment Related; Registered Representative; Reporting supervisor, trading, rebalancing; 3/01/2016; 150 hours/month; 150 hours/month during business hours. 2) LRI Investments, LLC; 3825 PGA Blvd, Suite 303, Palm Beach Gardens FL 33410; Investment Advisory; Investment Related; Chief Compliance Officer; Compliance oversight of Registered Investment Advisory business; 07/01/2023; 160 hours per month; 40 hours per month during trading hours. 3) SP Investments Squared, LLC; 3825 PGA Blvd, Suite 303, Palm Beach Gardens FL 33410; Entity that owns 70% of LRI Investments, LLC - registered investment advisor; Investment related; Owner; Ownership interest; 2/1/2025; 1 hour per month; 1 hour per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Hayley Ann Snell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2023 - Present
LRI INVESTMENTS
Office #1: 3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410RIA
CRD#: 323556
Palm Beach Gardens, FL
Current
December 4, 2017 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 3825 Pga Blvd. Suite 303, Palm Beach Gardens, FL 33410RIA
BD
CRD#: 43285
Palm Beach Gardens, FL
Past
August 2, 2018 - December 11, 2023
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
WEST HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/29/2018)
IAR
Florida(4/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
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Contact information
Main Address
3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410
Mailing Address
Phone number
(561) 323-2265
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,295 |
| AUM (Assets Under Management) | $ 1,404,038,363 |
Red Flags
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