Raymond M. Backers

Q2 WEALTH MANAGEMENT

Lexington, KY 40509

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CRD#: 6490814

Professional summary

Raymond Martin Backers, CFP® is a registered financial advisor currently at Q2 WEALTH MANAGEMENT located in Lexington, Kentucky.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Raymond has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Q2 Wealth Insurance LLC; Investment Related; Lexington, KY; Fixed Insurance Sales; Manager/Insurance Agent; Owner; Start date 04/2021; 10 hours/month; 2.5 during trading hours; Administrative and Sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Martin Backers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 5, 2021 - Present

Q2 WEALTH MANAGEMENT

Office #1: 1792 Alysheba Way Suite 150, Lexington, KY 40509

RIA

CRD#: 314932

Lexington, KY

Past

February 5, 2018 - March 31, 2022

RITE FINANCIAL GROUP

RIA

CRD#: 160924

LEXINGTON, KY

Past

May 13, 2015 - February 20, 2018

ACCELERATED WEALTH ADVISORS LLC

RIA

CRD#: 170022

STERLING HEIGHTS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

Q2 WEALTH MANAGEMENT

Q2 WEALTH | Q2 WEALTH MANAGEMENT LLC | Q2 WEALTH MANAGEMENT

CRD#: 314932 / SEC#: 801-134286

RIA

Registered Investment Advisory firm - (9/10/2025 Approved)

Kentucky

Registered Investment Advisory firm - (9/15/2025 Terminated)

Michigan

Registered Investment Advisory firm - (9/15/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/15/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(10/5/2021)

IAR

Michigan
(2/2/2022)

IAR

Texas
(2/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2015

Uniform Investment Adviser Law Examination

Current Firm

Q2 WEALTH MANAGEMENT

Q2 WEALTH | Q2 WEALTH MANAGEMENT LLC | Q2 WEALTH MANAGEMENT

CRD#: 314932 / SEC#: 801-134286

RIA

Registered Investment Advisory firm - (9/10/2025 Approved)

Kentucky

Registered Investment Advisory firm - (9/15/2025 Terminated)

Michigan

Registered Investment Advisory firm - (9/15/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/15/2025 Terminated)

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Contact information

Main Address

1792 Alysheba Way Suite 150, Lexington, KY 40509

Mailing Address

Phone number

(859) 216-2169

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (8/6/2025)

Regulatory assets under management

Total Number of Accounts	435
AUM (Assets Under Management)	$ 107,894,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Raymond M. Backers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Martin Backers's CRS (Customer Relationship Summary).

Certified licenses

Experience

Q2 WEALTH MANAGEMENT

RITE FINANCIAL GROUP

ACCELERATED WEALTH ADVISORS LLC

Primary Firm SEC Registration

Q2 WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2015

Current Firm

Q2 WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

Q2 WEALTH MANAGEMENT

TRUST BUT VERIFY

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