Michael S. Loveless
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Spencer Loveless was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2017. Michael had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2024 - August 7, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 20, 2024 - August 7, 2024
INVESTMENT DISTRIBUTORS, INC.
July 19, 2023 - February 8, 2024
VOYA RETIREMENT ADVISORS, LLC
September 15, 2022 - July 20, 2023
VOYA FINANCIAL PARTNERS, LLC
September 1, 2022 - February 8, 2024
VOYA FINANCIAL PARTNERS, LLC
August 19, 2021 - February 9, 2022
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
August 4, 2021 - February 9, 2022
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
September 16, 2019 - June 30, 2021
HARTFORD FUNDS DISTRIBUTORS, LLC
September 10, 2019 - June 30, 2021
HARTFORD FUNDS
July 6, 2018 - June 5, 2019
COREBRIDGE CAPITAL SERVICES, INC.
September 26, 2017 - January 9, 2018
EDWARD JONES
May 1, 2017 - January 9, 2018
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
