SS
Samuel S. Spry
ALLIANCEBERNSTEIN L.P.
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 6490416
SS
Professional summary
Samuel Soland Spry is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Nashville, Tennessee and SANFORD C. BERNSTEIN & CO., LLC located in Nashville, Tennessee.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Samuel has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Count: 3
1) BusinessName: Rental Property (former residence)
INVESTMENT RELATED: No
ADDRESS: 2213 15th Ave N
NATURE OF BUSINESS: 2213 15th Ave N is my wife and I's former home. After listing it for sell, we have decided to begin renting it out after failing to find a buyer as of yet due to the state of the real estate market. We have transitioned to self-managing after locating tenants, my wife handles most duties. No specific duties beyond scheduling/performing repairs/lawncare as needed.
POSITION: Owner/Co-Owner (with spouse)
RELATIONSHIP: 2023-06-15
APPROXIMATE NUMBER HOURS: 5 hours/month, 0 hours during trading hours
YOUR DUTIES: 2213 15th Ave N is my wife and I's former home. After listing it for sell, we have decided to begin renting it out after failing to find a buyer as of yet due to the state of the real estate market. We have transitioned to self-managing after locating tenants, my wife handles most duties. No specific duties beyond scheduling/performing repairs/lawncare as needed.
2) BusinessName: Rental Property
INVESTMENT RELATED: No
ADDRESS: 404 Helen Keller Blvd.
NATURE OF BUSINESS: Rental Condominium Unit - Rent it out to college students and direct any maintenance requests to on-site HoA property manager. Receive monthly rent.
POSITION: Owner
RELATIONSHIP: 2022-07-09
APPROXIMATE NUMBER HOURS: 5 hours/month, 0 hours during trading hours
YOUR DUTIES: Rental Condominium Unit - Rent it out to college students and direct any maintenance requests to on-site HoA property manager. Receive monthly rent.
3) BusinessName: Rental Property
INVESTMENT RELATED: No
ADDRESS: 404 Helen Keller Blvd.
NATURE OF BUSINESS: Rental Condominium Unit - Rent it out to college students and direct any maintenance requests to on-site HoA property manager. Receive monthly rent.
POSITION: Owner
RELATIONSHIP: 2022-07-09
APPROXIMATE NUMBER HOURS: 5 hours/month, 0 hours during trading hours
YOUR DUTIES: Rental Condominium Unit - Rent it out to college students and direct any maintenance requests to on-site HoA property manager. Receive monthly rent.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Soland Spry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2023 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 501 Commerce Street, Nashville, TN 37203RIA
CRD#: 108477
Nashville, TN
Current
June 13, 2023 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 501 Commerce Street 24th Floor, Nashville, TN 37203RIA
BD
CRD#: 104474
Nashville, TN
Past
April 14, 2023 - May 9, 2023
VESTWELL ADVISORS LLC
RIA
CRD#: 284173
Nashville, TN
Past
October 10, 2018 - October 17, 2022
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
Nashville, TN
Past
October 9, 2018 - October 17, 2022
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
Nashville, TN
Past
June 7, 2017 - July 10, 2018
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Brentwood, TN
Past
June 5, 2017 - July 10, 2018
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BRENTWOOD, TN
Past
February 29, 2016 - October 18, 2016
WADDELL & REED
RIA
CRD#: 866
NASHVILLE, TN
Past
December 15, 2015 - October 18, 2016
WADDELL & REED
BD
CRD#: 866
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Tennessee(6/13/2023)
IAR
Tennessee(6/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
