Robert Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Williams, who also goes by Robert W Williams, Robert Wade Williams, Wade Williams, Wade Williams, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2015. Robert had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 22 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2023 - June 26, 2026
EMPOWER ADVISORY GROUP, LLC
May 10, 2023 - June 26, 2026
EMPOWER FINANCIAL SERVICES, INC.
September 24, 2021 - April 26, 2023
VANGUARD ADVISERS, INC.
September 23, 2021 - April 26, 2023
VANGUARD MARKETING CORPORATION
July 14, 2020 - August 27, 2021
VALIC FINANCIAL ADVISORS, INC.
February 19, 2020 - August 27, 2021
VALIC FINANCIAL ADVISORS, INC.
October 30, 2018 - February 13, 2020
BBVA SECURITIES INC.
May 19, 2017 - October 12, 2018
PRUCO SECURITIES, LLC.
June 27, 2016 - August 24, 2016
GRAND FINANCIAL, INC.
March 8, 2016 - June 24, 2016
REEF SECURITIES, INC.
July 14, 2015 - March 30, 2016
TEXAS E&P PARTNERS, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/30/2020
General Securities Representative ExaminationCurrent Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
