Matthew E. Chiappetta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew E Chiappetta was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2017. Matthew had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2023 - July 28, 2023
EVEXIA WEALTH, LLC
September 26, 2019 - February 3, 2023
THRIVENT ADVISOR NETWORK, LLC
April 28, 2017 - September 25, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
April 13, 2017 - September 25, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
Primary Firm SEC Registration
EVEXIA WEALTH, LLC
CRD#: 323788 / SEC#: 801-126957
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVEXIA WEALTH, LLC
CRD#: 323788 / SEC#: 801-126957
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,379 |
| AUM (Assets Under Management) | $ 329,350,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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