Dale L. Shafer

LIFE MOVES WEALTH MANAGEMENT

Scottsdale, AZ 85255

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CRD#: 6489301

Professional summary

Dale Lamar Shafer, CFP®, who also goes by Dale Lamar Shafer II, Dale Lamar Shafer, is a registered financial advisor currently at LIFE MOVES WEALTH MANAGEMENT located in Scottsdale, Arizona.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Dale has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Insurance Planning

Retirement Planning

Investment Planning

Estate Planning

Retirement Income Management

Divorce Planning

Life Transitions

Small Business Planning

Do you have an area of expertise or specialization?

AUM

Business Owners

College/Education Planning

Corporate Executives

Divorce Planning

Entrepreneurs

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Dale Lamar Shafer Ii | Dale Lamar Shafer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Other Business Activities; Scottsdale Sunrise Rotary Club Foundation; President Elect; President Elect; Scottsdale, AZ 85258-3429; Not Investment Related; July 2021; 10-19 hours per month; 10-19 during trading hours / Florida State University Phoenix Seminole Club; FSU Alumni Association; Club Vice President; Phoenix, AZ 85016; Not Investment Related; August 2021; 10-19 hours per month (seasonally); 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Lamar Shafer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

May 12, 2022 - Present

LIFE MOVES WEALTH MANAGEMENT

Office #1: 20715 N. Pima Road Suite 108, Scottsdale, AZ 85255

RIA

CRD#: 321261

Scottsdale, AZ

Past

December 14, 2017 - April 15, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PHOENIX, AZ

Past

December 14, 2017 - April 15, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PHOENIX, AZ

Past

July 22, 2016 - December 13, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MISHAWAKA, IN

Past

December 15, 2015 - December 13, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

MISHAWAKA, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/12/2022)

IAR

Indiana
(6/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/22/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2015

General Securities Representative Examination

Current Firm

LIFE MOVES WEALTH MANAGEMENT

LIFE MOVES WEALTH MANAGEMENT | LIFE MOVES WEALTH MANAGEMENT, LLC

CRD#: 321261 / SEC#:

Arizona

Registered Investment Advisory firm - (5/12/2022 Approved)

Indiana

Registered Investment Advisory firm - (6/21/2022 Approved)

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Contact information

Main Address

20715 N. Pima Road Suite 108, Scottsdale, AZ 85255

Mailing Address

Phone number

(602) 223-1801

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	133
AUM (Assets Under Management)	$ 13,772,097

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Dale L. Shafer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale Lamar Shafer's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFE MOVES WEALTH MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/22/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/15/2015

Current Firm

LIFE MOVES WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIFE MOVES WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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