Tiffany V. So
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany Vivian So, CFP®, who also goes by Tiffany So, was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 2015. Tiffany had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2021
Experience
February 17, 2021 - April 30, 2026
CRESTWOOD ADVISORS
May 21, 2018 - December 22, 2020
TWIN FOCUS CAPITAL PARTNERS, LLC
October 30, 2015 - May 1, 2018
J.P. MORGAN SECURITIES LLC
August 3, 2015 - May 1, 2018
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
CRESTWOOD ADVISORS
CRD#: 286243 / SEC#: 801-108983
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESTWOOD ADVISORS
CRD#: 286243 / SEC#: 801-108983
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,862 |
| AUM (Assets Under Management) | $ 7,015,988,190 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 06/20/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
