Rigdon O. Dees
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rigdon Osmond Dees III, who also goes by Rick Dees, Rig Dees, Rigdon Osmond Dees, was a registered financial professional .
Rigdon is a previously registered financial professional and started their career in finance in 2015. Rigdon had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2018 - October 26, 2020
DAINTREE ADVISORS LLC
May 21, 2015 - May 11, 2017
NAVIN ADVISORS, LLC
State Registrations and Notice Filings
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Current Firm
DAINTREE ADVISORS LLC
CRD#: 153197 / SEC#: 801-71166
Contact information
Red Flags
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