James B. Bowman

WAVE WEALTH PLANNING

NASHVILLE, TN

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CRD#: 6488916

Professional summary

James Blake Bowman, CFP®, who also goes by Blake Bowman, is a registered financial advisor currently at WAVE WEALTH PLANNING, LLC located in Nashville, Tennessee.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. James has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Life Transitions

Investment Planning

Do you have an area of expertise or specialization?

Business Owners

Financial Psychology/Coaching

Medical Professionals

Millennials

Retirement Plan Investment Adv...

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

Blake Bowman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wave Wealth Planning, LLC; Investment-Related; Nashville, TN; Investment Adviser; Investment Adviser Representative; �January 2021; Approx. 240 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Blake Bowman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

February 18, 2021 - Present

WAVE WEALTH PLANNING, LLC

RIA

CRD#: 312185

NASHVILLE, TN

Past

November 15, 2021 - February 7, 2023

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

NASHVILLE, TN

Past

June 8, 2016 - January 26, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NASHVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/3/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/8/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WAVE WEALTH PLANNING, LLC

CRD#: 312185 / SEC#:

Tennessee

Registered Investment Advisory firm - (2/17/2021 Approved)

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Contact information

Main Address

Nashville, TN

Mailing Address

2006 Acklen Ave #0065, Nashville, TN 37212

Phone number

(615) 724-0058

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 14,671,957

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James B. Bowman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Blake Bowman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAVE WEALTH PLANNING, LLC

ORIGIN INVESTMENT ADVISORY LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/3/2016

SIE

Date: 10/1/2018

Series 6

Date: 6/8/2016

Current Firm

WAVE WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WAVE WEALTH PLANNING, LLC

TRUST BUT VERIFY

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