Tiffany M. Broomfield

TRUE WEALTH DESIGN

Canfield, OH 44406

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CRD#: 6488841

Professional summary

Tiffany M. Broomfield, who also goes by Tiffany M. Schlosser, Tiffany Schlosser, is a registered financial advisor currently at TRUE WEALTH DESIGN, LLC located in Canfield, Ohio.

Tiffany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tiffany has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tiffany M. Schlosser | Tiffany Schlosser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tiffany Broomfield; Investment-related; 2591 Wexford Bayne Rd., Ste 204, Sewickley, PA 15143; Insurance sales; Licensed Insurance Agent; Start date: 09/2020; 30 hours per month; 30 hours per month during trading; sell insurance products. Tiffany M. Broomfield; Not investment-related; Private residence in New Wilmington, PA; Notary services; Licensed Notary; Start date: 09/2020; 1 hours per month; 0 hours during trading; Provides notary services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany M. Broomfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2024 - Present

TRUE WEALTH DESIGN, LLC

Office #1: 565 E. Main St Ste 150, Canfield, OH 44406

RIA

CRD#: 143194

Canfield, OH

Past

October 1, 2021 - January 22, 2024

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Wexford, PA

Past

March 10, 2021 - October 13, 2021

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

Wexford, PA

Past

August 13, 2015 - September 2, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

WEXFORD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUE WEALTH DESIGN, LLC

TRUE WEALTH ACCOUNTING & TAX | TWD EDUCATIONAL PARTNERS | TRUE WEALTH PARTNERS | TRUE WEALTH DESIGN, LLC

CRD#: 143194 / SEC#: 801-113277

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

California

Registered Investment Advisory firm - (4/29/2010 Terminated)

Ohio

Registered Investment Advisory firm - (6/15/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/30/2025)

IAR

Pennsylvania
(4/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/31/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 1/31/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUE WEALTH DESIGN, LLC

TRUE WEALTH ACCOUNTING & TAX | TWD EDUCATIONAL PARTNERS | TRUE WEALTH PARTNERS | TRUE WEALTH DESIGN, LLC

CRD#: 143194 / SEC#: 801-113277

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

California

Registered Investment Advisory firm - (4/29/2010 Terminated)

Ohio

Registered Investment Advisory firm - (6/15/2018 Terminated)

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Contact information

Main Address

700 Ghent Road Suite 100, Akron, OH 44333

Mailing Address

Phone number

(330) 777-0688

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-04-28 TRUE WEALTH DESIGN FORM ADV PART 2A (4/28/2025)

Regulatory assets under management

Total Number of Accounts	1,264
AUM (Assets Under Management)	$ 424,792,925

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tiffany M. Broomfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany M. Broomfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

AEGIS WEALTH MANAGEMENT, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

TRUE WEALTH DESIGN, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2021

Series 63

Date: 10/29/2015

Series 7TO

Date: 1/31/2024

Series 6TO

Date: 1/31/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2017

Series 6

Date: 8/13/2015

Current Firm

TRUE WEALTH DESIGN, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUE WEALTH DESIGN, LLC

TRUST BUT VERIFY

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