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Tucker R. Holt
AMJ FINANCIAL WEALTH MANAGEMENT LLC
Leesburg, VA 20176
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CRD#: 6488304
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Professional summary
Tucker Ryan Holt, CFP® is a registered financial advisor currently at AMJ FINANCIAL WEALTH MANAGEMENT LLC located in Leesburg, Virginia and OSAIC WEALTH, INC. located in Leesburg, Virginia.
Tucker is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Tucker has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TRIAD ADVISORS; REGISTERED REPRESENTATIVE; START DATE: 05/2019; NORCROSS, GA; <5 HRS/MONTH OUTSIDE OF TRADING HOURS. <1HOUR PER MONTH DURING TRADING HOURS. 2)Insurance Agent- Life, Health & Variable Annuities. Spends less than 10% of time each month on this activity. 3)The Dad Golf Podcast; non-investment related; 23543 Neersville Corner Terrace Ashburn, VA 20148; 10 hrs/month; 0 hrs/month during trading;
CRS (Client Relationship Summary) - RIA
Click below to view Tucker Ryan Holt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
April 26, 2019 - Present
AMJ FINANCIAL WEALTH MANAGEMENT LLC
Office #1: 44160 Scholar Plaza Suite 490, Leesburg, VA 20176RIA
CRD#: 162878
Leesburg, VA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 44160 Scholar Plaza Suite 490, Leesburg, VA 20176RIA
BD
CRD#: 23131
LEESBURG, VA
Past
May 13, 2019 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
LEESBURG, VA
Past
August 16, 2017 - April 24, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
WARRENTON, VA
Past
August 16, 2017 - April 24, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
WARRENTON, VA
Past
January 6, 2017 - April 19, 2017
SCOTTRADE INVESTMENT MANAGEMENT
RIA
CRD#: 169988
SAINT LOUIS, MO
Past
October 24, 2016 - April 19, 2017
SCOTTRADE, INC.
BD
CRD#: 8206
ARLINGTON, VA
Past
August 17, 2015 - August 2, 2016
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
GAINESVILLE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMJ FINANCIAL WEALTH MANAGEMENT LLC
AMJ FINANCIAL WEALTH MANAGEMENT LLC
CRD#: 162878 / SEC#: 801-113970
RIA
Registered Investment Advisory firm - (9/12/2018 Approved)California
Registered Investment Advisory firm - (10/14/2018 Terminated)Florida
Registered Investment Advisory firm - (9/14/2018 Terminated)Louisiana
Registered Investment Advisory firm - (12/14/2017 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/14/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/14/2018 Terminated)Virginia
Registered Investment Advisory firm - (9/14/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(4/26/2019)
RR
Virginia(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AMJ FINANCIAL WEALTH MANAGEMENT LLC
AMJ FINANCIAL WEALTH MANAGEMENT LLC
CRD#: 162878 / SEC#: 801-113970
RIA
Registered Investment Advisory firm - (9/12/2018 Approved)California
Registered Investment Advisory firm - (10/14/2018 Terminated)Florida
Registered Investment Advisory firm - (9/14/2018 Terminated)Louisiana
Registered Investment Advisory firm - (12/14/2017 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/14/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/14/2018 Terminated)Virginia
Registered Investment Advisory firm - (9/14/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
44160 Scholar Plaza Suite 490, Leesburg, VA 20176
Mailing Address
Phone number
(703) 466-0477
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,744 |
| AUM (Assets Under Management) | $ 427,426,118 |
Red Flags
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Company Information
AMJ FINANCIAL WEALTH MANAGEMENT LLC
CRD#: 162878Leesburg, VA 20176TRUST BUT VERIFY
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