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CM

Catheryn L. Makela

MAINSTAY CAPITAL MANAGEMENT
Grand Blanc, MI 48439
Some features on this profile are disabled
CRD#: 6488302
CM

Professional summary

Catheryn Lee Makela, who also goes by Catheryn Lee Dajos, Kc Lee Dajos, Catheryn Lee Dajos-makela, Kc Lee Dajos-makela, Kc Lee Makela, is a registered financial advisor currently at MAINSTAY CAPITAL MANAGEMENT, LLC located in Grand Blanc, Michigan.

Catheryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Catheryn has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Catheryn Lee Dajos | Kc Lee Dajos | Catheryn Lee Dajos-Makela | Kc Lee Dajos-Makela | Kc Lee Makela

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catheryn Lee Makela's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2024 - Present

MAINSTAY CAPITAL MANAGEMENT, LLC

Office #1: 10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439
RIA
CRD#: 109528
Grand Blanc, MI
Past

November 19, 2019 - December 22, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
BRIGHTON, MI
Past

January 2, 2019 - December 22, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
BRIGHTON, MI
Past

May 27, 2015 - January 8, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
DAVISON, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MAINSTAY CAPITAL MANAGEMENT, LLC
MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA
Registered Investment Advisory firm - (11/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(1/11/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/18/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/8/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/11/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/27/2015
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MC
MAINSTAY CAPITAL MANAGEMENT, LLC
MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA
Registered Investment Advisory firm - (11/14/2000 Approved)
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Contact information

Main Address
10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439
Mailing Address
P.o. Box 487, Grand Blanc, MI 48480
Phone number
(866) 444-6246
Established
Firm type
Fiscal year end
# of Employees
34

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (1/23/2026)

Regulatory assets under management

Total Number of Accounts3,587
AUM (Assets Under Management)$ 4,802,375,480

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
Cover Page
Report
12/20/2024
Cover Page
Report
10/23/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528Grand Blanc, MI 48439

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Contact information

(xxx) xxx-xxxx
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