Alicia L. Stingley

PARADIGM MONEY MANAGEMENT

INDIAN TRAIL, NC

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CRD#: 6488230

Professional summary

Alicia Lynette Stingley, who also goes by Alicia L Pugh, Alicia L Stingley, Alicia Stingley, is a registered financial advisor currently at PARADIGM MONEY MANAGEMENT, LLC located in Indian Trail, North Carolina.

Alicia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alicia has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alicia L Pugh | Alicia L Stingley | Alicia Stingley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) ALICIA STINGLEY, SOLE PROPRIETOR; YES; INDIAN TRAIL, NC; INSURANCE AGENT; 06/2024; 0/ HRS MO; 0/HRS MO (2) ALLYN FINANCIAL LLC; YES; INDIAN TRAIL, NC; FINANCIAL EDUCATION; OWNER; 07/2023; 30/ HRS MO; 30/ HRS MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alicia Lynette Stingley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2025 - Present

PARADIGM MONEY MANAGEMENT, LLC

RIA

CRD#: 304097

INDIAN TRAIL, NC

Past

April 7, 2023 - July 24, 2023

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 6, 2023 - July 24, 2023

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CHARLOTTE, NC

Past

November 24, 2020 - December 31, 2022

ALPHA INVESTMENT ADVISORS, LLC

RIA

CRD#: 311227

Milwaukee, WI

Past

May 14, 2020 - December 21, 2020

SEQUENT PLANNING, LLC

RIA

CRD#: 160381

Milwaukee, WI

Past

May 13, 2019 - September 3, 2019

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

MADISON, WI

Past

April 5, 2019 - September 3, 2019

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

MADISON, WI

Past

July 27, 2015 - November 1, 2017

FRANCIS LLC

RIA

CRD#: 130687

BROOKFIELD, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/25/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/24/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/7/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 5/13/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/19/2019

Securities Industry Essentials Examination

Current Firm

PARADIGM MONEY MANAGEMENT, LLC

CRD#: 304097 / SEC#:

Arizona

Registered Investment Advisory firm - (7/10/2019 Approved)

Illinois

Registered Investment Advisory firm - (5/14/2020 Approved)

North Carolina

Registered Investment Advisory firm - (5/26/2023 Approved)

Oklahoma

Registered Investment Advisory firm - (6/8/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/11/2023 Approved)

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Contact information

Main Address

992 Old Eagle School Road Suite 913, Wayne, PA 19087

Mailing Address

Phone number

(601) 688-1555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alicia L. Stingley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alicia Lynette Stingley's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

ALPHA INVESTMENT ADVISORS, LLC

SEQUENT PLANNING, LLC

EMPOWER FINANCIAL SERVICES, INC.

EMPOWER ADVISORY GROUP, LLC

FRANCIS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/25/2023

Series 65

Date: 7/24/2015

Series 7TO

Date: 4/7/2023

Series 6TO

Date: 5/13/2019

SIE

Date: 4/19/2019

Current Firm

PARADIGM MONEY MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

PARADIGM MONEY MANAGEMENT, LLC

TRUST BUT VERIFY

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