Thomas James Craner
Professional Summary
Thomas James Craner, who also goes by Tom Cat Craner, Tom James Craner, is a registered financial advisor currently at STRATEGIC PLANNING GROUP located in Bountiful, Utah. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Cat Craner, Tom James Craner
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
STRATEGIC PLANNING GROUP | STRATEGIC PLANNING GROUP, LLC
Contact Information
Main Address
190 South Main Street, Bountiful, UT 84010Phone Number
(801) 627-2200# of Employees
20SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,663AUM (Assets Under Management)
$910,256,041Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
STRATEGIC PLANNING GROUP | STRATEGIC PLANNING GROUP, LLC
State Registrations and Notice Filings
(6/14/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas James Craner's CRS (Customer Relationship Summary).
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