Thomas J. Craner

STRATEGIC PLANNING GROUP

Bountiful, UT 84010

Some features on this profile are disabled

CRD#: 6488075

Professional summary

Thomas James Craner, who also goes by Tom Cat Craner, Tom James Craner, is a registered financial advisor currently at STRATEGIC PLANNING GROUP located in Bountiful, Utah.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Cat Craner | Tom James Craner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; BOUNTIFUL, UT 84010; INSURANCE PRODUCT SALES AND SERVICES; CLIENT SERVICES; 09/2020; 16 HOURS/MONTH DURING SECURITIES HOURS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James Craner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2019 - Present

STRATEGIC PLANNING GROUP

Office #1: 190 South Main Street, Bountiful, UT 84010

RIA

CRD#: 113844

Bountiful, UT

Past

November 1, 2017 - December 23, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Bountiful, UT

Past

March 14, 2017 - November 10, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Bountiful, UT

Past

June 15, 2015 - January 15, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC PLANNING GROUP

STRATEGIC PLANNING GROUP | STRATEGIC PLANNING GROUP, LLC

CRD#: 113844 / SEC#: 801-112440

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

Texas

Registered Investment Advisory firm - (2/23/2018 Terminated)

Utah

Registered Investment Advisory firm - (3/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(6/14/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/13/2015

General Securities Representative Examination

Current Firm

STRATEGIC PLANNING GROUP

STRATEGIC PLANNING GROUP | STRATEGIC PLANNING GROUP, LLC

CRD#: 113844 / SEC#: 801-112440

RIA

Registered Investment Advisory firm - (2/22/2018 Approved)

Texas

Registered Investment Advisory firm - (2/23/2018 Terminated)

Utah

Registered Investment Advisory firm - (3/8/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 South Main Street, Bountiful, UT 84010

Mailing Address

Phone number

(801) 627-2200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGIC PLANNING GROUP ADV PART 2A AND 2B (8/15/2025)

Regulatory assets under management

Total Number of Accounts	3,999
AUM (Assets Under Management)	$ 813,369,866

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Fukuchi

OSAIC WEALTH, INC.

IAR

Farmington, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas J. Craner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James Craner's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH, INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

STRATEGIC PLANNING GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2019

Series 63

Date: 6/22/2015

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/13/2015

Current Firm

STRATEGIC PLANNING GROUP

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC PLANNING GROUP

TRUST BUT VERIFY

Similar Advisors