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Ian Michael Silovsky

CRD# 6487984·Registered 2015 - 2017
Previously Registered: Being a previously registered professional could mean that Ian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ian Michael Silovsky, who also goes by Ian Michael Silovsky, Ian Silovsky, was a registered financial advisor. Ian was a previously registered financial professional and started their career in finance 2015 - 2017. Ian had worked at 2 firms and has passed the SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ian Michael Silovsky, Ian Silovsky

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

Past

COMMERCE BROKERAGE SERVICES, INC.Past·CRD# 17140
BD
Manhattan, KS
September 6, 2017 - November 6, 2017
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Manhattan, KS
October 19, 2015 - July 3, 2017

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Current Firm

CB
COMMERCE BROKERAGE SERVICES, INC.

COMMERCE BROKERAGE SERVICES, INC | COMMERCE FINANCIAL ADVISORS | COMMERCE BROKERAGE SERVICES, INC.

CRD#: 17140 / SEC#: 801-66509, 8-35096
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

8000 Forsyth Blvd Suite 1200 East, Clayton, MO 63105-1707

Mailing Address

8000 Forsyth Blvd Suite 1200, Clayton, MO 63105-1707

Phone Number

(314) 746-8593

Established

Missouri since 10/04/1985

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

37

FINRA licenses (46 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A-APPENDIX 1-WRAP BROCHURE (6/22/2023)

Direct owners and executive officers

NamePositionCRD#
COMMERCE BANKSOLE STOCKHOLDER—
CAMPBELL, ROBERTCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER1349154
DANIELS, JUSTIN MICHAELPRINCIPAL OPERATIONS OFFICER7657374
HARMON, THOMAS DARINPRESIDENT/CHIEF EXECUTIVE OFFICER7787415
MOWER, MATHEW ROBERTSENIOR VICE PRESIDENT3176197
REECE, JOSEPH STEVENVICE PRESIDENT/CHIEF COMPLIANCE OFFICER2227282
ROWE, MARGARETCORPORATE SECRETARY7576973
SWANSON, ERIK ANDREWEXECUTIVE VICE PRESIDENT4170204

Regulatory Assets Under Management

Total Number of Accounts

3,570

AUM (Assets Under Management)

$650,363,405

Disclosures

Regulatory Event

5

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2017About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2015About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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