Jake A. Kaufman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jake Alexander Kaufman, who also goes by Jake Kaufman, was a registered financial professional .
Jake is a previously registered financial professional and started their career in finance in 2015. Jake had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2022 - September 5, 2023
GENESIS GLOBAL TRADING, INC
December 14, 2017 - March 28, 2022
FIRST CITIZENS CAPITAL SECURITIES, LLC
August 7, 2015 - September 15, 2017
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
GENESIS GLOBAL TRADING, INC
CRD#: 136962 / SEC#: , 8-67055
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
