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RD

Roshni A. Drepaul

SHOREBRIDGE CAPITAL SECURITIES
SUMMIT, NJ 07901
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CRD#: 6487453
RD

Professional summary


Roshni Aruna Drepaul, who also goes by Roshni Aruna Drepaul, Roshni Aruna Ramdass, is a registered financial professional currently at SHOREBRIDGE CAPITAL SECURITIES, LLC located in Summit, New Jersey and STASH CAPITAL LLC located in New York, New York.

Roshni is registered as a RR (Registered Representative) and started their career in finance in 2018. Roshni has worked at 14 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Roshni Aruna Drepaul | Roshni Aruna Ramdass

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Roshni Aruna Drepaul's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 4, 2019 - Present

SHOREBRIDGE CAPITAL SECURITIES, LLC

Office #1: 350 Springfield Avenue Suite #200, Summit, NJ 07901
BD
CRD#: 269991
SUMMIT, NJ
Current

December 3, 2020 - Present

STASH CAPITAL LLC

Office #1: 450 Park Avenue South Suite 10-111, New York, NY 10016
BD
CRD#: 287728
New York, NY
Current

March 1, 2021 - Present

SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC

Office #1: 96 Worcester Street, Wellesley Hills, MA 02481
BD
CRD#: 170062
Wellesley Hills, MA
Current

March 4, 2021 - Present

TORCH PARTNERS CORPORATE FINANCE INC

Office #1: 33 Cavendish Square, London, W1G 0PW
BD
CRD#: 159175
London,
Current

October 27, 2022 - Present

GLOBAL FINANCIAL SERVICES, L.L.C.

Office #1: 1330 Post Oak Blvd. Ste 2100, Houston, TX 77056-3019
BD
CRD#: 35699
Houston, TX
Current

June 14, 2023 - Present

HEIM, YOUNG & ASSOCIATES, INC.

Office #1: 1256 E. Kingsley St, Springfield, MO 65804-7211
BD
CRD#: 38993
Springfield, MO
Current

March 28, 2024 - Present

PEDERSON&CO LLC

BD
CRD#: 308617
MIAMI, FL
Current

May 13, 2025 - Present

SCRED SECURITIES US LLC

BD
CRD#: 332432
CAPE MAY, NJ
Current

July 22, 2025 - Present

VESTWELL SECURITIES, LLC

Office #1: 360 Madison Avenue 15th Floor, New York, NY 10017
BD
CRD#: 331531
NEW YORK, NY
Past

January 12, 2024 - September 30, 2025

BAMBOO SECURITIES, LLC

BD
CRD#: 318434
NEW YORK, NY
Past

January 10, 2023 - June 27, 2024

GRASSROOTS ANALYTICS CAPITAL RAISE LLC

BD
CRD#: 313115
WASHINGTON, DC
Past

April 6, 2022 - March 3, 2025

ROYAL TREASURE SECURITIES LLC

BD
CRD#: 292325
NEW YORK, NY
Past

March 9, 2022 - April 3, 2023

PEDERSON&CO LLC

BD
CRD#: 308617
MIAMI, FL
Past

December 2, 2019 - April 26, 2022

GREENSLEDGE CAPITAL MARKETS LLC

BD
CRD#: 151026
NEW YORK, NY
Past

November 3, 2018 - September 4, 2019

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


VS
VESTWELL SECURITIES, LLC
VESTWELL SECURITIES, LLC

CRD#: 331531 / SEC#: , 8-71272

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
360 Madison Avenue 15th Floor, New York, NY, 10017
Mailing Address
360 Madison Avenue 15th Floor, New York, NY, 10017
Phone number
(917) 844-0320
Established
Delaware since 04/19/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
VESTWELL HOLDINGS, INC.SHAREHOLDER
BLANCO MARQUEZ, ADRIANA GRISELLECCO7778003
DREPAUL, ROSHNIFINOP6487453
SAKOL, DANIEL SCOTTPRESIDENT2813237

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VESTWELL SECURITIES, LLC

CRD#: 331531Summit, NJ 07901

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