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TD

Thomas H. Durkin

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CRD#: 6486049
TD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Hewitt Durkin JR. was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2015. Thomas had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 3, 2019 - March 17, 2023

MONUMENT GROUP, INC.

BD
CRD#: 36399
BOSTON, MA
Past

October 13, 2016 - December 31, 2018

BROOKLANDS CAPITAL STRATEGIES BD, LP

BD
CRD#: 281951
San Francisco, CA
Past

August 10, 2015 - October 13, 2016

TPG CAPITAL BD, LLC

BD
CRD#: 143876
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/29/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/10/2015
General Securities Representative Examination

Current Firm

MG
MONUMENT GROUP, INC.
MONUMENT GROUP, INC.

CRD#: 36399 / SEC#: , 8-47248

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
500 Boylston Street Suite 1150, Boston, MA 02116
Mailing Address
500 Boylston Street Suite 1150, Boston, MA 02116
Phone number
(617) 423-4700
Established
Delaware since 03/31/1994
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAMPANA, LORI DSHAREHOLDER4660389
DIGGINS, MARY MARGARETASSISTANT SECRETARY/SHAREHOLDER7069473
GENDRON, MEREDITH A.CHIEF COMPLIANCE OFFICER/SHAREHOLDER5248956
MACCURTAIN, PATRICK WTREASURER/SHAREHOLDER4426182
MCCORMICK, JOHN BLANCHARD MR.SHAREHOLDER5246677
MILLER, MICHAEL CHRISTOPHERPRESIDENT/SHAREHOLDER3060234
MOLLOY, BARTHOLOMEW JOSEPHSHAREHOLDER2655092
MUELLER, RYAN MICHAELSECRETARY/SHAREHOLDER4286239

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MONUMENT GROUP, INC.

CRD#: 36399

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