Carson J. Emmons
Professional summary
Carson James Emmons is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Indianapolis, Indiana and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Carson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Carson has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carson James Emmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2018 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482September 9, 2015 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2017)
(2/15/2023)
(10/7/2015)
(1/5/2017)
(4/28/2023)
(1/5/2017)
(1/20/2016)
(2/7/2024)
(1/20/2016)
(9/14/2015)
(11/26/2018)
(1/5/2017)
(1/20/2016)
(6/21/2025)
(1/5/2017)
(1/5/2017)
(1/5/2017)
(1/20/2016)
(9/26/2023)
(1/5/2017)
(1/20/2016)
(1/28/2025)
(1/5/2017)
(1/5/2017)
(1/5/2017)
(1/5/2017)
(1/5/2017)
(1/4/2022)
(2/7/2024)
(1/5/2017)
(1/5/2017)
(1/5/2017)
(1/5/2017)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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