Colin A. Shepherd

SALUS FINANCIAL ADVISORS

Scottsdale, AZ 85254

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CRD#: 6484728

Professional summary

Colin Arthur Shepherd is a registered financial advisor currently at SALUS FINANCIAL ADVISORS located in Scottsdale, Arizona.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Colin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Arthur Shepherd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 3, 2024 - Present

SALUS FINANCIAL ADVISORS

Office #1: 7047 E Greenway Pkwy 250, Scottsdale, AZ 85254

RIA

CRD#: 329882

Scottsdale, AZ

Past

February 28, 2019 - March 29, 2024

COREPATH WEALTH PARTNERS LLC

RIA

CRD#: 299951

SCOTTSDALE, AZ

Past

October 12, 2015 - January 23, 2019

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Scottsdale, AZ

Past

October 12, 2015 - January 23, 2019

CRI SECURITIES, LLC

CRD#: 22589

Scottsdale, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SALUS FINANCIAL ADVISORS

SALUS FINANCIAL ADVISORS | SALUS FINANCIAL ADVISORS, LLC

CRD#: 329882 / SEC#: 801-129588

RIA

Registered Investment Advisory firm - (2/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/27/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/2015

General Securities Representative Examination

Current Firm

SALUS FINANCIAL ADVISORS

SALUS FINANCIAL ADVISORS | SALUS FINANCIAL ADVISORS, LLC

CRD#: 329882 / SEC#: 801-129588

RIA

Registered Investment Advisory firm - (2/27/2024 Approved)

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Contact information

Main Address

Colorado Springs, CO

Mailing Address

4600 South Syracuse Street Suite 900, Denver, CO 80921

Phone number

(612) 747-9420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SFA DISCLOSURE BROCHURE (2/19/2025)

Regulatory assets under management

Total Number of Accounts	1,063
AUM (Assets Under Management)	$ 203,094,312

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin A. Shepherd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Arthur Shepherd's CRS (Customer Relationship Summary).

Certified licenses

Experience

COREPATH WEALTH PARTNERS LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

Primary Firm SEC Registration

SALUS FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2019

Series 63

Date: 4/27/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/12/2015

Current Firm

SALUS FINANCIAL ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SALUS FINANCIAL ADVISORS

TRUST BUT VERIFY

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