Jonathan E. Budish

VERIFIED FINANCIAL

Santa Monica, CA

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CRD#: 6484719

Professional summary

Jonathan E Budish, who also goes by Jon E Budish, Jon Elliot Budish, is a registered financial advisor currently at VERIFIED FINANCIAL located in Santa Monica, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jonathan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon E Budish | Jon Elliot Budish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan E Budish's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2018 - Present

VERIFIED FINANCIAL

RIA

CRD#: 293384

Santa Monica, CA

Past

February 16, 2016 - July 5, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CENTURY CITY, CA

Past

October 15, 2015 - July 5, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CENTURY CITY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2015

General Securities Representative Examination

Current Firm

VERIFIED FINANCIAL

VERIFIED FINANCIAL | VERIFIED FINANCIAL LLC

CRD#: 293384 / SEC#:

California

Registered Investment Advisory firm - (7/11/2018 Approved)

New York

Registered Investment Advisory firm - (12/17/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Santa Monica, CA

Mailing Address

Phone number

(917) 270-6451

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan E. Budish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan E Budish's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERIFIED FINANCIAL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2016

SIE

Date: 7/5/2018

Series 7

Date: 10/15/2015

Current Firm

VERIFIED FINANCIAL

Contact information

Documents

Red Flags

Company Information

VERIFIED FINANCIAL

TRUST BUT VERIFY

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