Steven A. Grove

LIBERTY ONE INVESTMENT MANAGEMENT

Omaha, NE

Some features on this profile are disabled

CRD#: 6484592

Professional summary

Steven Allen Grove, who also goes by Steven Grove, is a registered financial advisor currently at LIBERTY ONE INVESTMENT MANAGEMENT located in Omaha, Nebraska.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Steven has worked at 4 firms and has passed the Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Grove

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 818 Capital Group, LLC; Salaried Employee since January 2005. Customer Service/Payroll Company,160 Hours a month during securities trading hours. 2. Liberty One Investment Management; salaried employee since 10/01/2022. Assistant to president. 135 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Allen Grove's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2022 - Present

LIBERTY ONE INVESTMENT MANAGEMENT

RIA

CRD#: 304290

Omaha, NE

Past

June 19, 2022 - September 1, 2022

BRINKER CAPITAL SECURITIES, LLC

CRD#: 38123

BERWYN, PA

Past

January 8, 2019 - September 1, 2022

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 125446

Omaha, NE

Past

June 18, 2015 - December 31, 2018

ORION PORTFOLIO SOLUTIONS, LLC

RIA

CRD#: 107975

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC

CRD#: 304290 / SEC#: 801-116826

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(10/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2015

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/21/2021

Securities Industry Essentials Examination

Current Firm

LIBERTY ONE INVESTMENT MANAGEMENT

LIBERTY ONE INVESTMENT MANAGEMENT | LIBERTY ONE INVESTMENT MANAGEMENT, LLC

CRD#: 304290 / SEC#: 801-116826

RIA

Registered Investment Advisory firm - (6/21/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1509 N. Milwaukee Ave., Libertyville, IL 60048

Mailing Address

Phone number

(847) 680-9255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIBERTY ONE FORM ADV PART 2A BROCHURE (10/15/2025)

Regulatory assets under management

Total Number of Accounts	17,279
AUM (Assets Under Management)	$ 2,378,579,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven A. Grove

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Allen Grove's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIBERTY ONE INVESTMENT MANAGEMENT

BRINKER CAPITAL SECURITIES, LLC

ORION PORTFOLIO SOLUTIONS, LLC

ORION PORTFOLIO SOLUTIONS, LLC

Primary Firm SEC Registration

LIBERTY ONE INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2015

Series 7TO

Date: 6/18/2022

SIE

Date: 12/21/2021

Current Firm

LIBERTY ONE INVESTMENT MANAGEMENT

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBERTY ONE INVESTMENT MANAGEMENT

TRUST BUT VERIFY

Similar Advisors