Chloe R. Rogers

COHEN & STEERS CAPITAL MANAGEMENT

New York, NY 10036

Some features on this profile are disabled

CRD#: 6484572

Professional summary

Chloe R Rogers, who also goes by Chloe R Smith, Chloe Reann Smith, Chloe Smith, is a registered financial advisor currently at COHEN & STEERS CAPITAL MANAGEMENT INC. located in New York, New York and COHEN & STEERS SECURITIES, LLC located in New York, New York.

Chloe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Chloe has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chloe R Smith | Chloe Reann Smith | Chloe Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chloe R Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2022 - Present

COHEN & STEERS CAPITAL MANAGEMENT INC.

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036

RIA

CRD#: 106266

New York, NY

Current

December 12, 2022 - Present

COHEN & STEERS SECURITIES, LLC

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036

CRD#: 29258

New York, NY

Past

April 9, 2020 - December 12, 2022

MORGAN STANLEY

RIA

CRD#: 149777

New York, NY

Past

April 9, 2020 - December 12, 2022

MORGAN STANLEY

CRD#: 149777

New York, NY

Past

August 17, 2015 - November 15, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WOODBURY, NY

Past

July 1, 2015 - November 15, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBURY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COHEN & STEERS CAPITAL MANAGEMENT INC.

COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA

Registered Investment Advisory firm - (8/7/1986 Approved)

New York

Registered Investment Advisory firm - (3/28/2003 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(1/13/2023)

Hawaii
(1/13/2023)

Idaho
(1/13/2023)

IAR

New York
(12/12/2022)

Oklahoma
(1/13/2023)

Oregon
(1/13/2023)

Texas
(1/13/2023)

Washington
(1/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COHEN & STEERS CAPITAL MANAGEMENT INC.

COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA

Registered Investment Advisory firm - (8/7/1986 Approved)

New York

Registered Investment Advisory firm - (3/28/2003 Cancelled)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1166 Avenue Of The Americas 30th Floor, New York, NY 10036

Mailing Address

Phone number

(212) 832-3232

Established

Firm type

Fiscal year end

# of Employees

357

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - INVESTMENT ADVISER BROCHURE (AUGUST 1, 2025) (8/1/2025)

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 80,991,295,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chloe R. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chloe R Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

COHEN & STEERS SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

COHEN & STEERS CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2015

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2015

FINRA

Current Firm

COHEN & STEERS CAPITAL MANAGEMENT INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COHEN & STEERS CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

Similar Advisors