RP
Ryan J. Pate
STRATEGIC ADVISERS LLC
HASLET, TX
Some features on this profile are disabled
CRD#: 6484240
RP
Professional summary
Ryan J. Pate, who also goes by Ryan Jeffrey Pate, Ryan Pate, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Haslet, Texas and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Ryan has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Jeffrey Pate | Ryan Pate
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business name: ALPHA BARTENDING COMPANY
Is the business is investment-related? No
Business Address: 10400 BIG SANDY MCKINNEY,TX 75071
Nature of the other business: MOBILE BARTENDING COMPANY
Your position, title, or relationship with the other business: Employee/Bartender
The start date of your relationship: 07/2020
Approximate number of hours/month you devote to the other business: 6
Approximate number of hours you devote to the other business during securities trading hours: 0
Briefly describe your duties relating to the other business: open and serve beverages to wedding or occasionally special event guests
CRS (Client Relationship Summary) - RIA
Click below to view Ryan J. Pate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: One Destiny Way, Westlake, TX 76262RIA
CRD#: 104555
HASLET, TX
Current
August 23, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
September 11, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
December 20, 2019 - March 25, 2020
EMERSON EQUITY LLC
BD
CRD#: 130032
Dallas, TX
Past
April 22, 2019 - December 13, 2019
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
PLANO, TX
Past
April 22, 2019 - December 13, 2019
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
PLANO, TX
Past
August 30, 2017 - April 26, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
LEWISVILLE, TX
Past
December 21, 2016 - July 28, 2017
TD AMERITRADE, INC.
RIA
CRD#: 7870
FORT WORTH, TX
Past
December 21, 2016 - July 28, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Fort Worth, TX
Past
December 21, 2016 - July 28, 2017
TD AMERITRADE, INC.
BD
CRD#: 7870
FORT WORTH, TX
Past
July 28, 2015 - December 1, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/11/2020)
RR
Alaska(9/11/2020)
RR
Arizona(9/11/2020)
RR
Arkansas(9/11/2020)
RR
California(9/11/2020)
RR
Colorado(9/11/2020)
RR
Connecticut(9/11/2020)
RR
Delaware(9/11/2020)
RR
District of Columbia(9/11/2020)
RR
Florida(9/11/2020)
RR
Georgia(9/11/2020)
RR
Hawaii(9/11/2020)
RR
Idaho(9/11/2020)
RR
Illinois(9/11/2020)
RR
Indiana(9/11/2020)
RR
Iowa(9/11/2020)
RR
Kansas(9/11/2020)
RR
Kentucky(9/11/2020)
RR
Louisiana(9/11/2020)
RR
Maine(9/11/2020)
RR
Maryland(9/11/2020)
RR
Massachusetts(9/11/2020)
RR
Michigan(9/11/2020)
RR
Minnesota(9/11/2020)
RR
Mississippi(9/11/2020)
RR
Missouri(9/11/2020)
RR
Montana(9/11/2020)
RR
Nebraska(9/11/2020)
RR
Nevada(9/11/2020)
RR
New Hampshire(9/11/2020)
RR
New Jersey(9/11/2020)
RR
New Mexico(9/11/2020)
RR
New York(9/11/2020)
RR
North Carolina(9/11/2020)
RR
North Dakota(9/11/2020)
RR
Ohio(9/13/2020)
RR
Oklahoma(9/11/2020)
RR
Oregon(9/11/2020)
RR
Pennsylvania(9/11/2020)
RR
Puerto Rico(9/11/2020)
RR
Rhode Island(9/11/2020)
RR
South Carolina(9/11/2020)
RR
South Dakota(9/11/2020)
RR
Tennessee(9/11/2020)
RR
Texas(8/23/2020)
IAR
Texas(3/31/2025)
RR
Utah(9/11/2020)
RR
Vermont(9/11/2020)
RR
Virginia(9/11/2020)
RR
Washington(9/11/2020)
RR
West Virginia(9/11/2020)
RR
Wisconsin(9/11/2020)
RR
Wyoming(9/11/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
