Chandler R. Smith

FOUR FINANCIAL MANAGEMENT

Charlotte, NC

Some features on this profile are disabled

CRD#: 6483761

Professional summary

Chandler Randall Smith is a registered financial advisor currently at FOUR FINANCIAL MANAGEMENT located in Charlotte, North Carolina and PROVIZR located in Ann Arbor, Michigan.

Chandler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Chandler has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chandler Randall Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2018 - Present

FOUR FINANCIAL MANAGEMENT

RIA

CRD#: 284251

Charlotte, NC

Current

October 13, 2018 - Present

PROVIZR

Office #1: 777 E. Eisenhower Pkwy Suite 742, Ann Arbor, MI 48108

RIA

CRD#: 284252

Ann Arbor, MI

Current

September 18, 2018 - Present

LPL FINANCIAL LLC

Office #1: 777 E Eisenhower Pkwy Ste 740, Ann Arbor, MI 48108

RIA

CRD#: 6413

Ann Arbor, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUR FINANCIAL MANAGEMENT

FOUR FINANCIAL MANAGEMENT | MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC

CRD#: 284251 / SEC#: 801-129305

RIA

Registered Investment Advisory firm - (1/25/2024 Approved)

Michigan

Registered Investment Advisory firm - (3/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/3/2019)

Michigan
(10/4/2018)

IAR

Michigan
(10/12/2018)

North Carolina
(8/14/2024)

IAR

North Carolina
(2/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/18/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FOUR FINANCIAL MANAGEMENT

FOUR FINANCIAL MANAGEMENT | MORMAN, KAPLAN, BRILLIANT AND FRANSKO, LLC

CRD#: 284251 / SEC#: 801-129305

RIA

Registered Investment Advisory firm - (1/25/2024 Approved)

Michigan

Registered Investment Advisory firm - (3/27/2024 Terminated)

Texas

Registered Investment Advisory firm - (3/20/2024 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

777 E. Eisenhower Pkwy Suite 740, Ann Arbor, MI 48108

Mailing Address

Phone number

(734) 272-4322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/18/2026)

APPENDIX 1 - WRAP BROCHURE (3/18/2026)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 162,655,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chandler R. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chandler Randall Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUR FINANCIAL MANAGEMENT

PROVIZR

LPL FINANCIAL LLC

Primary Firm SEC Registration

FOUR FINANCIAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2018

SIE

Date: 10/1/2018

Series 7

Date: 9/18/2018

FINRA

Current Firm

FOUR FINANCIAL MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUR FINANCIAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors