Drew Jacob Williams
Professional Summary
Drew Jacob Williams is a registered financial advisor currently at COORDINATED CAPITAL SECURITIES, INC. located in Beloit, Wisconsin. Drew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Drew has worked at 1 firm and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
CCS OF WI | COORDINATED CAPITAL SECURITIES,INC. | COORDINATED CAPITAL SECURITIES, INC. | COORDINATED CAPITAL SECURITIES OF WISCONSIN, INC. | COORDINATED CAPITAL SECURITIES OF WI INC. | COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC. | COLTRANE SECURITIES, A DIVISION OF COORDINATED CAPITAL SECURITI
Contact Information
Main Address
229 S Main Street, Fort Atkinson, WI 53538Mailing Address
229 S Main Street, Fort Atkinson, WI 53538Phone Number
(608) 221-4545Established
Wisconsin since 11/29/1982Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
31SEC notice filing (17 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
186AUM (Assets Under Management)
$136,837,741Disclosures
Regulatory Event
4Arbitration
1Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/18/2026 | Cover Page | Report |
| 10/01/2025 | Cover Page | Report |
| 12/18/2024 | Cover Page | Report |
| 10/18/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CCS OF WI | COORDINATED CAPITAL SECURITIES,INC. | COORDINATED CAPITAL SECURITIES, INC. | COORDINATED CAPITAL SECURITIES OF WISCONSIN, INC. | COORDINATED CAPITAL SECURITIES OF WI INC. | COORDINATED CAPITAL ADVISORY, A DIVISION OF COORDINATED CAPITAL SECURITIES, INC. | COLTRANE SECURITIES, A DIVISION OF COORDINATED CAPITAL SECURITI
State Registrations and Notice Filings
(4/23/2026)
(2/6/2023)
(2/28/2025)
(10/16/2025)
(3/19/2026)
(11/23/2021)
(7/20/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Apr 2026About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Drew Jacob Williams's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Drew Jacob Williams's CRS (Customer Relationship Summary).
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