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RH

Richard L. Ham

TARTAN CAPITAL ADVISORS LLC
Henderson, NV 89012
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CRD#: 6483100
RH

Professional summary


Richard L Ham, who also goes by Rich Ham, is a registered financial advisor currently at TARTAN CAPITAL ADVISORS LLC located in Henderson, Nevada.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Richard has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rich Ham

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CONSULTING SERVICES (F/K/A HAM CONSULTING SERVICES): RICHARD L. HAM IS THE OWNER AND SOLE PROPRIETOR OF CONSULTING SERVICES ("CS"), A NEVADA SOLE PROPRIETORSHIP. CS IS AN INSURANCE AGENCY, PROJECT MANAGEMENT AND BUSINESS CONSULTING FIRM INVOLVED IN PROVIDING CONSULTING SERVICES. MR. HAM HAS HELD THIS ROLE SINCE CS' FORMATION IN 1976. THE ADDRESS OF RECORD IS 170 S GREEN VALLEY PKWY, SUITE 300, HENDERSON, NV 89012. MR. HAM TYPICALLY DEVOTES LESS THAN 1 HOUR PER MONTH TO THIS ROLE. (2) QUESTE CAPITAL: RICHARD HAM IS THE PRESIDENT OF QUESTE CAPITAL ("QUESTE"), A NEVADA CORPORATION INVOLVED IN REAL ESTATE DEVELOPMENT. MR. HAM HAS HELD THIS ROLE SINCE QUESTE'S FORMATION IN 2010. HIS ACTIVITIES AT QUESTE INCLUDE EXECUTIVE MANAGEMENT DUTIES. THE ADDRESS OF RECORD FOR QUESTE IS 601 E. CHARLESTON BOULEVARD, SUITE 100, LAS VEGAS, NEVADA 89104. MR. HAM TYPICALLY DEVOTES APPROXIMATELY 15 HOURS A WEEK (60 HOURS/MONTH) TO HIS ROLE WITH QUESTE. (3) THINKING GREEN: RICHARD HAM IS THE PRESIDENT OF THINKING GREEN ("THINKING"), AN INACTIVE NEVADA CORPORATION INVOLVED IN GREEN ENERGY/FOOD PRODUCTS. MR. HAM HAS HELD THIS ROLE SINCE ITS INCEPTION IN OCTOBER 2013. THE ADDRESS OF RECORD FOR THINKING IS 601 E. CHARLESTON BOULEVARD, SUITE 100, LAS VEGAS, NEVADA 89104. MR. HAM DEVOTES APPROXIMATELY 1 HOUR A WEEK (4 HOURS PER MONTH) TO HIS ROLE WITH THINKING GREEN. (4) TARTAN RE HOLDINGS LIMITED: RICHARD HAM IS THE MANAGER OF TARTAN RE HOLDINGS LIMITED ("TARTAN RE"), A CAYMAN ISLANDS EXEMPTED HOLDING COMPANY IN THE REINSURANCE INDUSTRY. MR. HAM HAS HELD THIS ROLE SINCE ITS INCEPTION IN JANUARY 2021. THE ADDRESS OF RECORD FOR TARTAN RE IS 3-212 GOVERNORS SQUARE, 23 LIME TREE BAY AVENUE, GRAND CAYMAN KY1-1203, CAYMAN ISLANDS. MR. HAM DEVOTES APPROXIMATELY 5 HOURS A WEEK (20 HOURS PER MONTH) TO HIS ROLE WITH TARTAN RE. (5) Double Bar H Holdings LLC: Richard Ham is a manager of Double Bar H Holdings LLC ("Double"), a Nevada limited liability company, an agricultural related holding company. Mr. Ham has held this role since its inception in March 2021. The address of record for Double is 601 E. Charleston Boulevard, Suite 100, Las Vegas, Nevada 89104. Mr. Ham devotes less than 1 hour per month to his role with Double. (6) B & Y Real Estate I LLC: Richard Ham is a manager of B & Y Real Estate I LLC ("B&Y "), a Nevada limited liability company a real estate related asset holding company. Mr. Ham has held this role since December, 2021. The address of record for B&Y is 601 E. Charleston Boulevard, Suite 100, Las Vegas, Nevada 89104. Mr. Ham devotes less than 1 hour per month to his role with B&Y.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Richard L Ham's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2016 - Present

TARTAN CAPITAL ADVISORS LLC

Office #1: 170 South Green Valley Parkway Suite 300, Henderson, NV 89012
RIA
CRD#: 174067
Henderson, NV

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/10/2016)
IAR
Nevada
(5/12/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/29/2016
Uniform Investment Adviser Law Examination

Current Firm


TC
TARTAN CAPITAL ADVISORS LLC
TARTAN CAPITAL ADVISORS LLC

CRD#: 174067 / SEC#:

California
Registered Investment Advisory firm - (11/10/2016 Approved)
Nevada
Registered Investment Advisory firm - (5/12/2016 Approved)
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Contact information


Main Address
170 South Green Valley Parkway Suite 300, Henderson, NV 89012
Mailing Address
P.o. Box 530512, Henderson, NV 89053
Phone number
(702) 202-3059
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts1
AUM (Assets Under Management)$ 24,345

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TARTAN CAPITAL ADVISORS LLC

CRD#: 174067Henderson, NV 89012

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