T J. Anttonen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
T Jack Anttonen, who also goes by T/ Jack Anttonen Mr., Thomas Jackson Anttonen, was a registered financial professional .
T is a previously registered financial professional and started their career in finance in 1970. T had worked at 10 firms and has passed the Series 63, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2007 - May 28, 2008
CASCADE FINANCIAL MANAGEMENT, INC.
March 7, 2003 - October 28, 2005
CASCADE FINANCIAL MANAGEMENT, INC.
January 12, 1993 - February 12, 2001
NYLIFE SECURITIES LLC
August 3, 1989 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
August 3, 1989 - November 25, 1992
MONY SECURITIES CORPORATION
November 10, 1987 - January 11, 1990
PRUCO SECURITIES, LLC.
January 5, 1984 - October 26, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
December 2, 1982 - January 27, 1984
LOWRY FINANCIAL SERVICES CORPORATION
June 27, 1981 - December 21, 1982
SOUTHMARK FINANCIAL SERVICES, INC.
January 25, 1978 - July 9, 1981
PACIFIC SELECT DISTRIBUTORS, LLC
August 25, 1970 - January 16, 1978
GUARDIAN INVESTOR SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/2/1968
Registered Representative ExaminationSeries 40
Date: 9/25/1978
Registered Principal ExaminationCurrent Firm
CASCADE FINANCIAL MANAGEMENT, INC.
CRD#: 119030 / SEC#: 801-64346, 8-53730
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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