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LD

Leila Douglas

UMB FINANCIAL SERVICES
Kansas City, MO 64106
Some features on this profile are disabled
CRD#: 6482790
LD

Professional summary

Leila Douglas, who also goes by Leila Topcagic, is a registered financial professional currently at UMB FINANCIAL SERVICES, INC. located in Kansas City, Missouri.

Leila is registered as a RR (Registered Representative) and started their career in finance in 2015. Leila has worked at 25 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Leila Topcagic

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Leila Douglas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 2, 2025 - Present

UMB FINANCIAL SERVICES, INC.

Office #1: 928 Grand, Kansas City, MO 64106
RIA
BD
CRD#: 17073
Kansas City, MO
Past

October 15, 2024 - February 18, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
KEARNEY, MO
Past

July 12, 2024 - February 18, 2025

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
KEARNEY, MO
Past

July 12, 2024 - February 18, 2025

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
KEARNEY, MO
Past

July 12, 2024 - February 18, 2025

CETERA ADVISORS LLC

BD
CRD#: 10299
KEARNEY, MO
Past

July 12, 2024 - February 18, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
KEARNEY, MO
Past

March 11, 2024 - May 28, 2024

HINES PRIVATE WEALTH SOLUTIONS LLC

BD
CRD#: 128145
HOUSTON, TX
Past

June 22, 2022 - December 31, 2022

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
Fennville, MI
Past

June 22, 2022 - October 11, 2023

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
Fennville, MI
Past

June 22, 2022 - February 23, 2024

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Kearney, MO
Past

June 22, 2022 - February 23, 2024

ORBIS INVESTMENTS (U.S.), LLC

BD
CRD#: 172663
Kearney, MO
Past

June 22, 2022 - February 23, 2024

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
Kearney, MO
Past

June 22, 2022 - February 23, 2024

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
Kearney, MO
Past

June 22, 2022 - February 23, 2024

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
Kearney, MO
Past

June 22, 2022 - February 23, 2024

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
Kearney, MO
Past

June 22, 2022 - February 23, 2024

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Kearney, MO
Past

June 22, 2022 - February 23, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Kearney, MO
Past

June 22, 2022 - February 23, 2024

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Kearney, MO
Past

April 11, 2022 - May 31, 2022

MOOMOO FINANCIAL INC.

BD
CRD#: 283078
JERSEY CITY, NJ
Past

April 5, 2022 - May 31, 2022

FUTU CLEARING INC

BD
CRD#: 298769
DALLAS, TX
Past

September 13, 2021 - March 23, 2022

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
Kearney, MO
Past

September 13, 2021 - June 15, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Kearney, MO
Past

September 13, 2021 - March 23, 2022

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

September 13, 2021 - June 15, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

December 27, 2018 - August 23, 2021

WADDELL & REED

RIA
CRD#: 866
OVERLAND PARK, KS
Past

December 21, 2017 - August 23, 2021

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

June 9, 2015 - August 30, 2016

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UF
UMB FINANCIAL SERVICES, INC.
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.

CRD#: 17073 / SEC#: 801-62967, 8-34999

RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Kansas
(9/2/2025)
RR
Missouri
(9/2/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/27/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/17/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/9/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/20/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

UF
UMB FINANCIAL SERVICES, INC.
SCOUT BROKERAGE SERVICES, INC. | UNITED MISSOURI BROKERAGE SERVICES, INC. | UMB SCOUT BROKERAGE SERVICES, INC. | UMB FINANCIAL SERVICES, INC.

CRD#: 17073 / SEC#: 801-62967, 8-34999

RIA
Registered Investment Advisory firm - SEC (4/9/2004 Approved)
Arkansas
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Colorado
Registered Investment Advisory firm - SEC (4/15/2004 Terminated)
Illinois
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Kansas
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Missouri
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Nebraska
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (4/13/2004 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
928 Grand Avenue, Kansas City, MO 64106
Mailing Address
928 Grand Avenue, Kansas City, MO 64106
Phone number
(816) 842-2222
Established
Missouri since 10/07/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
51

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

UMB FINANCIAL SERVICES INC WRAP FEE PROGRAM BROCHURE (3/5/2025)

Direct owners and executive officers

NamePositionCRD#
UMB FINANCIAL CORPSTOCKHOLDER
GATES, ANGELA GAYEFINOP / PRESIDENT / DIRECTOR / PFO / POO / TREASURER2626070
KLEVORN, PHILLIP MICHAELDIRECTOR4852039
LONG, CHRISTOPHER SHELDONCHIEF COMPLIANCE OFFICER6076540
MASON, PHILLIP JAMESDIRECTOR6246519
MASSEY, THOMAS HAROLDDIRECTOR2062653
MAXWELL, JEFFREY THOMASCAO, SVP2626068
SKILLING, BENJAMIN JOSEPHDIRECTOR4686294

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 3,070,243

Disclosures

Regulatory Event1
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UMB FINANCIAL SERVICES, INC.

CRD#: 17073Kansas City, MO 64106

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