Rachel N. Decarolis
NORTHSTAR FINANCIAL PLANNING
Windham, NH 03087
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CRD#: 6482778
Professional summary
Rachel Nicole Decarolis, CFP®, who also goes by Rachel Stafford, is a registered financial advisor currently at NORTHSTAR FINANCIAL PLANNING, LLC located in Windham, New Hampshire.
Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Rachel has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Life Transitions
Investment Planning
Divorce Planning
Tax Planning
Do you have an area of expertise or specialization?
Business Owners
Charitable Giving
Divorce Planning
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Rachel Stafford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Nicole Decarolis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
December 15, 2017 - Present
NORTHSTAR FINANCIAL PLANNING, LLC
Office #1: 112 Range Road, Windham, NH 03087RIA
CRD#: 117205
Windham, NH
Past
August 25, 2015 - November 15, 2017
PERENNIAL ADVISORS GROUP, LLC
RIA
CRD#: 128600
WESTFORD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHSTAR FINANCIAL PLANNING, LLC
NORTHSTAR FINANCIAL PLANNING, INC. | NORTHSTAR FINANCIAL PLANNING, LLC
CRD#: 117205 / SEC#: 801-113219
RIA
Registered Investment Advisory firm - (5/11/2018 Approved)Maine
Registered Investment Advisory firm - (10/23/2003 Terminated)Massachusetts
Registered Investment Advisory firm - (5/16/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (6/1/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Hampshire(12/15/2017)
Current Firm
NORTHSTAR FINANCIAL PLANNING, LLC
NORTHSTAR FINANCIAL PLANNING, INC. | NORTHSTAR FINANCIAL PLANNING, LLC
CRD#: 117205 / SEC#: 801-113219
RIA
Registered Investment Advisory firm - (5/11/2018 Approved)Maine
Registered Investment Advisory firm - (10/23/2003 Terminated)Massachusetts
Registered Investment Advisory firm - (5/16/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (6/1/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
112 Range Road, Windham, NH 03087
Mailing Address
Phone number
(603) 458-2776
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 798 |
| AUM (Assets Under Management) | $ 244,700,000 |
Red Flags
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Company Information
NORTHSTAR FINANCIAL PLANNING, LLC
CRD#: 117205Windham, NH 03087TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
