NH
Nathan R. Heeg
THRIVENT INVESTMENT MANAGEMENT
Marshfield, WI 54449
Some features on this profile are disabled
CRD#: 6482691
NH
Professional summary
Nathan Richard Heeg is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Marshfield, Wisconsin.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Nathan has worked at 1 firm and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
STRATFORD SCHOOL DISTRICT POSITION: Head Varsity Track and Field Coach NATURE: Coaching Varsity Track and Field for Stratford High School. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2019 ADDRESS: 213311 Legion Street, Stratford WI 54484, United States DESCRIPTION: Coaching Track from March-May each calendar year. Some meetings and events outside of that time frame, but the 50 hours per month is only for those 3 months. During Trading hours, the time away will be minimal as track practice starts after 3:15 central time. Occasional staff meeting at school with my coaches may have me working on coaching during trading hours, but it will be minimal and mostly during those 3 months. STRATFORD RUNNERS CLUB POSITION: Board Member NATURE: The Stratford Running Club is being created to benefit the running organizations of the Stratford School District in Stratford, WI. This will be a non-profit 501 (c)(3) entity.Purpose statement: To advance and promote athletic training for Stratford area students by providing equipment, uniforms and related expenses for students for track & field and Cross country through various fundraising activities. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2023 ADDRESS: 305 Marathon Street, Marshfield WI 54449, United States DESCRIPTION: 1. Advising the board and club on the needs of the track and field program. a. What items we will need to raise funds for b. Timelines for implementation.2. Researching various track and field equipment to present to the board for approval.3. Participate in fundraising activities for the benefit of the club. examples: recruiting volunteers, coordinating concessions items. STRATFORD QUARTERBACK CLUB POSITION: Board Member NATURE: The Stratford Quarter Back Club is established to benefit the Stratford football program from 3-12th grade. Youth football through Varsity football. Benefits include, fundraising, promotion and involvement of the football program. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: P.O. Box 334, Stratford WI 54484, United States DESCRIPTION: Helping to innovate how to best support the football program at Stratford. Encourage and support parents and athletes from 3rd grade through the kids Senior year in High School Athletics. Help figure out ideas to better serve the community and the program. Work with the coaches at all levels. THE MILL CHURCH POSITION: Elder board member NATURE: The Mill Church is an assemblies of God church which I am a member of. We have gone to this church since 2012 in our hometown of Stratford, Wi. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 04/28/2024 ADDRESS: 213902 WI-97, Stratford WI 54484, United States DESCRIPTION: Helping with decisions for the church. Spiritual guidance and directional decisions for the betterment of the church body. Monthly meetings and some Sunday activities as the church needs for various events. Involvement in the annual business meeting for members.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Richard Heeg's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nathan Richard Heeg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2017 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2001 South Central Ave, Marshfield, WI 54449Office #2: 1031 E Division Street, Neillsville, WI 54456Office #4: 411 Grand Ave Ste 200, Rothschild, WI 54474RIA
BD
CRD#: 18387
Marshfield, WI
Current
July 16, 2015 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 2001 South Central Ave, Marshfield, WI 54449Office #2: 1031 E Division Street, Neillsville, WI 54456Office #3: 411 Grand Ave Ste 200, Rothschild, WI 54474RIA
BD
CRD#: 18387
Marshfield, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/30/2025)
RR
Colorado(10/15/2021)
RR
Florida(6/30/2025)
RR
Iowa(6/30/2025)
RR
Maine(8/29/2018)
RR
Michigan(1/18/2024)
RR
Minnesota(10/6/2015)
RR
Missouri(6/30/2025)
RR
Nebraska(5/9/2019)
RR
North Dakota(6/30/2025)
RR
Ohio(7/28/2020)
RR
Pennsylvania(6/30/2025)
RR
Tennessee(7/14/2021)
RR
Washington(6/17/2022)
RR
Wisconsin(8/3/2015)
IAR
Wisconsin(4/10/2017)
RR
Wyoming(11/1/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Marshfield, WI 54449TRUST BUT VERIFY
Monitor Nathan Heeg
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
