JK
James S. Kimber
HORNOR, TOWNSEND & KENT
Littleton, CO 80120
Some features on this profile are disabled
CRD#: 6482631
JK
Professional summary
James Stephen Kimber, who also goes by James Kimber, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Littleton, Colorado.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. James has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Kimber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ACTIVITY INSURNACE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT | ADDRESS: 2679 MAIN ST, SUITE 252, LITTLETON, CO 80120 | START DATE: 05/23/2024 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 20 | APPROX TRADING HRS PER MTH: 15 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS 2) NAME OF ACTIVITY M. WILLIAMSON | INVESTMENT RELATED: NO | DBA NAME: M. WILLIAMSON | POSITION HELD: EMPLOYEE | ADDRESS: 10380 SW VILLAGE CENTER DRIVE, #406 PORT ST LUCIE, FL 34897 | START DATE: 05/23/2024 | NATURE OF ACTIVITY: BROKER THAT ALLOWS ME TO OFFER ADDITIONAL INSURANCE PRODUCTS | APPROX HRS PER MTH: 10 | APPROX TRADING HRS PER MTH: 7 | DESCRIPTION OF DUTIES: Additional insurance products and service which may include building illustrations and presenting them to clients 3) NAME OF ACTIVITY RENTAL PROPERTY | INVESTMENT RELATED: NO | DBA NAME: NA | POSITION HELD: PROPERTY OWNER/LANDLORD | ADDRESS: 2171 S CLERMONT ST, UNIT 4 & 2478 S DELAWARE ST, UNIT 1, DENVER CO 80223 | START DATE: 05/23/2024 | NATURE OF ACTIVITY: REAL ESTATE RENTAL | APPROX HRS PER MTH: 6 | APPROX TRADING HRS PER MTH: 0 | DESCRIPTION OF DUTIES: Real estate rental Interviewing prospective tenants, leases and handyman issues 4) HIGH SCHOOL TRACK & FIELD COACH | POSITION: Assistant Coach NATURE: Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2025 | ADDRESS: 1300 Higby Rd,, Monument CO 80132 | DESCRIPTION: Coaching High School boys & girls track athletes 5) PRIVATE LABEL WEALTH MANAGEMENT | POSITION: Independent contractor | NATURE: Life Insurance brokerage | INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 11/07/2024 | ADDRESS: 12502 Ventana Mesa Cir, Castle Pines CO 80108 | DESCRIPTION: Prospecting for new clients, working with prospective and current clients on insurance/risk planning, investments, financial advising, estate & legacy planning, submitting business, and other business-related administrative tasks.
CRS (Client Relationship Summary) - RIA
Click below to view James Stephen Kimber's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Stephen Kimber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2679 W Main St Suite 252, Littleton, CO 80120RIA
BD
CRD#: 4031
Littleton, CO
Current
May 23, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 2679 W Main St Suite 252, Littleton, CO 80120RIA
BD
CRD#: 4031
Littleton, CO
Past
November 28, 2023 - June 7, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
ENGLEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/23/2024)
RR
California(5/23/2024)
RR
Colorado(5/23/2024)
IAR
Colorado(12/4/2024)
RR
District of Columbia(5/23/2024)
RR
Georgia(5/23/2024)
RR
Kansas(5/23/2024)
RR
Louisiana(5/23/2024)
RR
Missouri(5/23/2024)
RR
New Jersey(5/23/2024)
RR
New Mexico(5/23/2024)
RR
New York(5/23/2024)
RR
North Carolina(5/23/2024)
RR
Texas(5/23/2024)
RR
Virginia(5/23/2024)
RR
Wisconsin(5/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/27/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
