John P. Rudio

ECHELONS CAPITAL

Atlanta, GA 84060

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CRD#: 6482618

Professional summary

John Patrick Rudio, who also goes by John Rudio, is a registered financial advisor currently at ECHELONS CAPITAL, LLC located in Atlanta, Georgia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Rudio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Rudio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2023 - Present

ECHELONS CAPITAL, LLC

Office #1: 2078 Prospector Avenue Suite 4, Atlanta, GA 84060

RIA

CRD#: 325781

Atlanta, GA

Past

June 25, 2022 - July 10, 2023

PHASE LINE CAPITAL, LLC

RIA

CRD#: 315116

ATLANTA, GA

Past

December 14, 2021 - June 12, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Park City, UT

Past

August 25, 2015 - December 14, 2021

GOLDMAN SACHS & CO. LLC

CRD#: 361

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ECHELONS CAPITAL, LLC

CRD#: 325781 / SEC#: 801-127673

RIA

Registered Investment Advisory firm - (4/18/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/22/2023)

IAR

Utah
(8/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/14/2018

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/25/2015

General Securities Representative Examination

Current Firm

ECHELONS CAPITAL, LLC

CRD#: 325781 / SEC#: 801-127673

RIA

Registered Investment Advisory firm - (4/18/2023 Approved)

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Contact information

Main Address

2078 Prospector Avenue Suite 4, Park City, UT 84060

Mailing Address

Phone number

(706) 372-4218

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ECHELONS CAPITAL, LLC ADV BROCHURE (9/29/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 127,100,399

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John P. Rudio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Rudio's CRS (Customer Relationship Summary).

Certified licenses

Experience

PHASE LINE CAPITAL, LLC

PURSHE KAPLAN STERLING INVESTMENTS

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

ECHELONS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2022

Series 63

Date: 8/28/2015

SIE

Date: 10/1/2018

Series 3

Date: 9/14/2018

Series 7

Date: 8/25/2015

Current Firm

ECHELONS CAPITAL, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ECHELONS CAPITAL, LLC

TRUST BUT VERIFY

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