Ryan B. Hill

BROCK HILL WEALTH MANAGEMENT

WILMINGTON, NC

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CRD#: 6482534

Professional summary

Ryan Bruce Hill is a registered financial advisor currently at BROCK HILL WEALTH MANAGEMENT located in Wilmington, North Carolina.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ryan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month 2) Owner, Day Break Charters and Marine Services, marine company engaged in fishing charters, commercial sale of seafood and marine services, 5 hrs/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Bruce Hill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2023 - Present

BROCK HILL WEALTH MANAGEMENT

RIA

CRD#: 324946

WILMINGTON, NC

Past

January 26, 2021 - September 15, 2023

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WELLESLEY, MA

Past

January 26, 2021 - September 15, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

WELLESLEY, MA

Past

January 2, 2020 - January 26, 2021

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

BOSTON, MA

Past

February 23, 2018 - December 31, 2019

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

BOSTON, MA

Past

February 23, 2018 - January 26, 2021

CITIZENS SECURITIES, INC.

CRD#: 39550

BOSTON, MA

Past

October 4, 2016 - February 6, 2018

ASSET MANAGEMENT RESOURCES, LLC

RIA

CRD#: 145296

HYANNIS, MA

Past

September 25, 2015 - September 15, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BOSTON, MA

Past

August 12, 2015 - September 15, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2015

General Securities Representative Examination

Current Firm

BROCK HILL WEALTH MANAGEMENT

BROCK HILL INC. | HALAL WEALTH PLAN | BROCK HILL WEALTH MANAGEMENT | BROCK HILL PRIVATE ADVISORS

CRD#: 324946 / SEC#: 801-127410

Massachusetts

Registered Investment Advisory firm - (8/28/2023 Approved)

Texas

Registered Investment Advisory firm - (3/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Newton, MA

Mailing Address

Phone number

(617) 618-8194

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	112
AUM (Assets Under Management)	$ 64,091,493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan B. Hill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Bruce Hill's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

ASSET MANAGEMENT RESOURCES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2015

Current Firm

BROCK HILL WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BROCK HILL WEALTH MANAGEMENT

TRUST BUT VERIFY

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