IP
Isaac R. Pineda
LIFEWORKS ADVISORS
Orange, CA
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CRD#: 6482135
IP
Professional summary
Isaac Rudy Pineda, who also goes by Isaac Rodolfo Pineda, Isaac Rudy Pineda, is a registered financial advisor currently at LIFEWORKS ADVISORS, LLC located in Orange, California.
Isaac is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Isaac has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Isaac Rodolfo Pineda | Isaac Rudy Pineda
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed insurance agent; Not investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) Innovation Consulting, LLC; Not investment-related; 701 S Main St., 330, Logan, UT. 84321; Tax and exit planning consulting; Consultant; Approx. 5% of time during the month.
CRS (Client Relationship Summary) - RIA
Click below to view Isaac Rudy Pineda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2024 - Present
LIFEWORKS ADVISORS, LLC
RIA
CRD#: 288255
Orange, CA
Past
July 17, 2024 - October 8, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
EL MONTE, CA
Past
July 17, 2024 - October 8, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
EL MONTE, CA
Past
February 24, 2022 - June 11, 2024
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
DOWNEY, CA
Past
February 23, 2022 - June 11, 2024
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
DOWNEY, CA
Past
May 15, 2019 - February 2, 2022
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
LA HABRA, CA
Past
May 2, 2019 - February 2, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LA HABRA, CA
Past
August 28, 2015 - December 22, 2017
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GLENDALE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/28/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH
CRD#: 288255 / SEC#: 801-119648
RIA
Registered Investment Advisory firm - (10/14/2020 Approved)Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4095 Park East Ct. Ste. C, Grand Rapids, MI 49546
Mailing Address
Phone number
(616) 200-6512
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 742,298,024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
