David A. Slater
FIRST COMMAND ADVISORY SERVICES
Monterey, CA 93940
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CRD#: 6481744
David Alan SlaterFIRST COMMAND ADVISORY SERVICES
Professional summary
David Alan Slater, CFP®, who also goes by David Slater, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Monterey, California and FIRST COMMAND BROKERAGE SERVICES, INC. located in Monterey, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
David Slater
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of the other business: Enabling Peace in Iraq Center Whether the business is investment-related: No Address of the other business: 1140 3rd St. NE, 2nd Floor, Washington, DC 20002 Nature of the other business: Board Membership Your position, title, or relationship with the other business: Member, Board of Directors The start date of your relationship: 01/01/14 The approximate number of hours/month you devote to the other business: 1 - 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: I assist in guiding the overall direction of EPIC through conference calls and annual meetings. In addition, I seek out donations for EPIC, assist other board members with projects which will expand EPIC's footprint in the US and Iraq, and coordinate projects of my own. (2) Name of the other business: Personal Rental Property ; Whether the business is investment-related: No ; Address of the other business: 2755 Sea Glass Ave Marina, CA 93933 ; Nature of the other business: Real Estate/Rental Property ; Your position, title, or relationship with the other business: Owner/Landlord ; The start date of your relationship: 12/15/2020 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Perform duties of a landlord - find tenant and maintain/fix house as necessary. (3) Name of the other business: Middlebury Institute of International Studies Whether the business is investment-related: No Address of the other business: 460 Pierce Street, Monterey, CA 93940 Nature of the other business: Education/Training Your position, title, or relationship with the other business: Graduate Assistant The start date of your relationship: Mar 04, 2026 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Currently a graduate student at the Middlebury Institute of International Studies. Will assist Professor of Trade Law and Import/Export Compliance in research.
CRS (Client Relationship Summary) - RIA
Click below to view David Alan Slater's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 200 Camino Aguajito #201, Monterey, CA 93940RIA
CRD#: 281958
Monterey, CA
Current
September 1, 2015 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 200 Camino Aguajito #201, Monterey, CA 93940BD
CRD#: 3641
Monterey, CA
Past
December 2, 2015 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
Marina, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/26/2018)
RR
California(12/2/2015)
IAR
California(12/15/2015)
RR
Colorado(4/6/2023)
RR
District of Columbia(10/10/2018)
RR
Florida(10/10/2018)
RR
Hawaii(3/14/2025)
RR
Maryland(7/21/2026)
RR
Nevada(6/19/2019)
RR
North Carolina(1/9/2026)
RR
Oregon(1/14/2023)
RR
South Dakota(8/2/2017)
RR
Texas(1/28/2020)
IAR
Texas(1/29/2020)
RR
Virginia(12/17/2021)
RR
Washington(11/26/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Loading...
Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113,591 |
| AUM (Assets Under Management) | $ 24,429,418,155 |
Red Flags
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Company Information
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958Monterey, CA 93940TRUST BUT VERIFY
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