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Richard Leonard Hurley JR

Richard L. Hurley

HEIRLOOM WEALTH MANAGEMENT LLC
GREENWOOD VILLAGE, CO 80111
Some features on this profile are disabled
CRD#: 6481695
Richard Leonard Hurley JR

Professional summary

Richard Leonard Hurley JR, CFP®, who also goes by Richard Leonard Hurley, Richard Hurley Jr, Rick Hurley, is a registered financial advisor currently at HEIRLOOM WEALTH MANAGEMENT LLC located in Greenwood Village, Colorado.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Richard Leonard Hurley | Richard Hurley Jr | Rick Hurley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 8/14/2017 - Gunjan Sethi Life Insurance Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Started 07/17/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Family members irrevocable life insurance trust. 2. 01/28/2019- Trustee of the Smith-Sethi Charitable Trust 3. Board seat on the American Lung Association of Colorado 4. Insurance agent. Various carrier. Not investment related. Life, accident, health. 20 hours/month 5. 6/2024 - Heirloom Tax Solutions, LLC 50% owner - At Reported Business Location(s) - 10 Hours Per Month, Provides tax planning and coordination, receives compensation 6. 7/2025 - Heirloom Holdings, 50% owner - Not Investment Related - Holding company for various business interests - 0 hours/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Leonard Hurley JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

March 30, 2018 - Present

HEIRLOOM WEALTH MANAGEMENT LLC

Office #1: 6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111
RIA
CRD#: 292277
GREENWOOD VILLAGE, CO
Past

August 4, 2015 - April 5, 2018

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
ENGLEWOOD, CO
Past

July 7, 2015 - April 9, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
ENGLEWOOD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HEIRLOOM WEALTH MANAGEMENT LLC
HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(3/30/2018)
IAR
Texas
(5/4/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/4/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/9/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/2015
General Securities Representative Examination

Current Firm

HW
HEIRLOOM WEALTH MANAGEMENT LLC
HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277 / SEC#: 801-112707

RIA
Registered Investment Advisory firm - (3/30/2018 Approved)
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Contact information

Main Address
6400 S Fiddlers Green Circle Suite 1970, Greenwood Village, CO 80111
Mailing Address
Phone number
(720) 328-2877
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (8/19/2025)

Regulatory assets under management

Total Number of Accounts1,800
AUM (Assets Under Management)$ 614,050,256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEIRLOOM WEALTH MANAGEMENT LLC

CRD#: 292277Greenwood Village, CO 80111

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