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DB

Daniel Benjamin Burnham

MICROVENTURE MARKETPLACE
AUSTIN, TX
·CRD# 6481692·11 years experience

Professional Summary

Daniel Benjamin Burnham is a registered financial advisor currently at MICROVENTURE MARKETPLACE INC. located in Austin, Texas. Daniel is registered as a RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

MICROVENTURE MARKETPLACE INC.·CRD# 152513
BD
2903 E 2nd St, Austin, TX 78702
March 17, 2022 - Present
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Charlotte, NC
July 17, 2015 - January 14, 2022
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Charlotte, NC
June 22, 2015 - January 14, 2022

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Current Firm

MM
MICROVENTURE MARKETPLACE INC.

MICROVENTURE MARKET PLACE INC. | MICROVENTURE MARKETPLACE INC.

CRD#: 152513 / SEC#: 8-68458
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2903 E 2nd St, Austin, TX 78702

Mailing Address

2903 E 2nd St, Austin, TX 78702

Phone Number

(512) 461-3686

Established

Delaware since 10/26/2009

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MICROVENTURES INCSHAREHOLDER—
CLARK, WILLIAM MICHAELCEO5741424
GRAY, TYLER RANDALLPRESIDENT/SECRETARY/FINOP5772730
WILLMORE, ELIZABETH MAGDALENACCO2697868

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
North Carolina
(3/25/2022)
RR
Texas
(3/28/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2015About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2015About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daniel Benjamin Burnham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DB
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